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13 Jan 2010, 1:02 pm
SEC Reorganizes Enforcement Division, Revises Manual on Cooperation The SEC's Enforcement Division named leaders of national specialized units it has established in five priority areas dedicated to particular highly specialized and complex areas of securities law. [read post]
31 May 2023, 4:00 am
To me, the SEC Historical Society represents Harvey’s love for the SEC and its staff and is a fitting legacy that he leaves behind. [read post]
5 Jun 2015, 5:39 am
This yearly event of the SEC Historical Society is always the right occasion to underscore that those of us who currently have the privilege of serving at the SEC are part of a long and important tradition. [read post]
2 Apr 2010, 5:00 am
In the notification letter, the SEC directed Cuban to request information regarding the SEC’s lawsuit against Kott directly from the court clerk. [read post]
4 Aug 2023, 2:25 pm
Further Reading: SEC Awards More Than $104 Million to Seven Whistleblowers KKC’s SEC Award Index The Bipartisan SEC Whistleblower Reform Bill: Building on Success More SEC Whistleblower News The post SEC Issues 4th Largest Whistleblower Award: $104 Million to 7 Individuals appeared first on Whistleblower Network News. [read post]
30 Aug 2010, 9:15 am
Rather, the SEC knows best. [read post]
26 May 2011, 11:19 am
The Securities and Exchange Commission (SEC) has approved rules that will entitle whistleblowers to receive 10 to 30 percent of the money they help the SEC collect through enforcement actions. [read post]
23 Jun 2022, 3:51 pm
Read: The SEC’s Order Against Brinks More SEC Whistleblower News on WNN The post SEC Fines Brinks for Restricting Whistleblowing in Contracts appeared first on Whistleblower Network News. [read post]
3 Mar 2022, 7:23 am
https://www.bloomberg.com/news/articles/2022-03-02/sec-scrutinizes-nft-market-over-illegal-crypto-token-offerings-----------Former SEC Senior Attorneys and Broker-Dealer attorneys at Sallah Astarita & Cox represent crypto investors and promoters across the country. [read post]
9 Oct 2014, 5:24 am
For more information visit Hundreds Of SEC Laptops May Be Missing, Watchdog Says - Law360---The attorneys at Sallah Astarita & Cox include veteran securities litigators and former SEC Enforcement Attorneys. [read post]
5 Dec 2016, 11:52 am
The Securities and Exchange Commission (the “SEC’) announced on December 5, 2016 that it had awarded a whistleblower approximately $3.5 million for coming forward with information that led to an SEC enforcement action. [read post]
5 Dec 2016, 11:52 am
The Securities and Exchange Commission (the “SEC’) announced on December 5, 2016 that it had awarded a whistleblower approximately $3.5 million for coming forward with information that led to an SEC enforcement action. [read post]
14 May 2012, 8:00 am
Further, one wonders the reason for issuing a Wells Notice prior to the SEC Staff completing its investigation, one would think the SEC Staff would wait!! [read post]
25 Jan 2022, 2:30 pm
Chase jointly have experienced SEC whistleblower lawyers, including a former SEC Enforcement attorney on the team. [read post]
31 Oct 2006, 2:43 pm
[JURIST] Leading US auto supplier Delphi [corporate website] has settled [press release] civil fraud charges brought against it by the US Securities and Exchange Commission (SEC) [official website], the SEC announced Monday. [read post]
24 Jan 2023, 11:40 am
The Securities and Exchange Commission (“SEC”) announced that it had awarded $28 million to joint whistleblowers under the SEC’s Dodd-Frank Whistleblower Program. [read post]
13 Oct 2003, 10:58 am
Read the SEC's [read post]
18 Jan 2013, 11:00 am
It is likely that there will be no legislative fix, and the SEC may then act accordingly. [read post]
22 Aug 2012, 9:15 am
The reward totaled $50,000, or thirty percent of the SEC's current recoveries from the case, which is the maximum percentage allowed under the program.The SEC has kept the whistleblower's identity anonymous, as allowed under Dodd-Frank, and the SEC did not release any information about the type of fraud involved in the case.Under the Dodd-Frank Act of 2010, the SEC's whistleblower program was expanded to encourage individuals to come forward… [read post]
25 Feb 2018, 6:46 am
Initial Steps A key focus for Chairman Clayton has been filling the top leadership positions at the SEC. [read post]
