Search for: "SEC v. National Securities, Inc." Results 381 - 400 of 535
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12 Nov 2011, 12:56 pm by Rebecca Tushnet
Need audit trails in the health privacy context, as we do with SEC and national security. [read post]
28 Oct 2011, 5:00 am by Doug Cornelius
According to the Commission, when GunnAllen Financial Inc. was winding down its business operations last year, its former president and former national sales manager violated customer privacy rules by improperly transferring customer records to another firm. [read post]
4 Oct 2011, 3:28 pm by Steve Bainbridge
Back when I was a summer associate at White & Case, we used to talk about SEC v. [read post]
16 Sep 2011, 1:39 pm
The Justice Department has been investigating Bridgestone’s involvement in international cartel activities relating to the sale of marine hose since May 2007, according to the statement.The case is U.S. v. [read post]
18 Aug 2011, 7:06 am by Sheldon Toplitt
Howell handed the Secret Service and the Obama Administration a setback this week, ruling that White House visitor logs are agency records subject to being produced under the Freedom of Information Act [5 U.S.C. sec. 552] unless shielded by one of the Act's exemptions.The issue of public access to visitors lists has  plagued both the Bush and Obama White House occupancies (see "TUOL" posts 9/7/09, 7/23/09), but in Judicial Watch, Inc. v. [read post]
2 Aug 2011, 1:05 am by Kevin LaCroix
  In addition, the SEC has revoked the securities registration of many other China-based reverse merger companies. [read post]