Search for: "Securities Investor Protection Corporation"
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7 Apr 2017, 6:14 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
5 May 2017, 7:11 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
23 Sep 2021, 8:41 am
At the same time, the fact that many digital assets raise concerns under banking and other laws should not deter the SEC from fulfilling its statutory mandate to protect investors in securities, the group concluded. [read post]
21 Nov 2016, 11:47 am
The White Law Group, LLC is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
3 Dec 2010, 9:15 am
This week we continue our weekly installment highlighting the best of the corporate and securities blogosphere for the past week. [read post]
14 Oct 2020, 10:20 am
Defrauded Investors In Ponzi Scheme Receiverships appeared first on Securities Arbitration Lawyers Blog. [read post]
24 Nov 2015, 11:12 am
If the SEC would adopt a policy similar to that adopted by the State of California on the payment of finder’s fees, it could help many small businesses to raise capital in a way that still allow the SEC to monitor the payment of finder’s fees and perform its primary duties of protecting investors and preserving the integrity of the U.S. securities markets. [read post]
24 Nov 2015, 11:12 am
If the SEC would adopt a policy similar to that adopted by the State of California on the payment of finder’s fees, it could help many small businesses to raise capital in a way that still allow the SEC to monitor the payment of finder’s fees and perform its primary duties of protecting investors and preserving the integrity of the U.S. securities markets. [read post]
30 Oct 2017, 8:39 am
The SEC issued a statement in July indicating that ICOs can be treated like securities under the federal securities laws. [read post]
15 Jan 2021, 5:58 am
Lee (Rutgers Center for Corporate Law and Governance, The Society for Corporate Governance, and the Council of Institutional Investors), on Monday, January 11, 2021 Tags: Boards of Directors, COVID-19, Engagement, Institutional Investors, Shareholder meetings, Virtual meetings REITs in 2021 Posted by Adam O. [read post]
6 May 2024, 9:05 pm
Notably, even when limiting attention to non-securities cases that are not disclosed to investors, the link between pending cases and volatility remains significant. [read post]
2 Sep 2015, 6:35 am
Senators sent a letter to SEC Chair Mary Jo White expressing support for the rulemaking petition on corporate political spending submitted by the committee of corporate and securities law experts that we co-chaired. [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
3 Nov 2011, 11:49 am
Shortly after the filing by MF Global, the Securities Investor Protection Corporation filed an application with the United States District Court for the Southern District of New York seeking a declaration that the customers of MF Global Inc. are in need of the protections available under the Securities Investor Protection Act. [read post]
4 Nov 2013, 12:08 am
” These essence of these changes is a move toward types of firms –such as master limited partnerships, business development corporations and real estate investment trusts – that “retain very little of their earnings” and pass them through to investors. [read post]
24 Oct 2009, 4:00 am
The United Nations has been developing a project on Reports on Corporate Law Tools, which involves leading law firms from across the globe working with UN Special Representative John Ruggie to analyse how corporate structures in different legal systems foster respect for human rights. [read post]
Analysis and Recommendations on Shareholder Proposal Decision-Making under the SEC No-Action Process
26 Jul 2018, 6:41 am
The shareholder proposal process, administered by the Securities and Exchange Commission (SEC) under Rule 14a-8, is a pillar of modern corporate governance. [read post]
18 Nov 2010, 1:43 am
The regulator has laid out the norms for offer documents in the Disclosure and Investor Protection Guidelines, an exhaustive document that even specifies the thickness of the prospectus cover and the colours that may be used. [read post]
28 Dec 2018, 6:05 am
Investors, as providers of capital, are customers of stock exchanges, and constitute a key stakeholder base. [1] In many areas, investors and stock exchanges are aligned in their views about promoting the health of financial markets, the protection of investors and the corporate governance of listed companies. [read post]
