Search for: "Security Financial Fund LLC"
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14 Dec 2022, 5:12 am
According to the SEC, Bankman-Fried raised $1.8 billion in investor funds between May 2019 and November 2022.The SEC further alleged that despite Bankman-Fried’s claims that FTX was a responsible crypto platform that took the safety of customer funds seriously by having, among other things, automated risk mitigation procedures, Bankman-Fried was actually using FTX, and a related hedge fund, Alameda Research LLC, as his “personal piggy bank. [read post]
13 Dec 2022, 8:57 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
9 Dec 2022, 3:00 am
Citing previously undisclosed documents related to former President Trump’s son-in-law, the committees sent letters to the State and Defense departments requesting material they say could shed new light on whether “Kushner’s financial conflict of interest may have led him to improperly influence U.S. tax, trade and national security policies for his own financial gain. [read post]
8 Dec 2022, 12:15 pm
Our firm is investigating sales of these alternative investments: GPB Capital Holdings Northstar Healthcare REIT Vida Longevity Fund, LP Northstar Financial Services NRIA Portfolio Partners Fund I. [read post]
8 Dec 2022, 7:35 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
7 Dec 2022, 11:17 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
7 Dec 2022, 8:22 am
The case is Cummings Properties LLC v. [read post]
6 Dec 2022, 7:50 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
6 Dec 2022, 6:43 am
On December 1, 2022, the Consumer Financial Protection Bureau (Bureau) made public an administrative order denying Nexo Financial LLC’s (Nexo) petition to modify the Bureau’s civil investigative demand. [read post]
5 Dec 2022, 1:40 pm
” The Bureau claimed that Radjabli instead placed funds in a hedge fund he controlled and in crypto-assets and also invested deposited funds in actively traded securities or loaned funds, through a third party, to investors using individual stock portfolios as collateral. [read post]
5 Dec 2022, 1:31 pm
The CFPB recently denied the petition of Nexo Financial LLC to modify the CFPB’s Civil Investigative Demand (CID) issued to Nexo, rejecting Nexo’s claim that the CFPB does not have jurisdiction to investigate crypto-lending products offered by Nexo such as its “Earn Interest Product. [read post]
5 Dec 2022, 8:26 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
5 Dec 2022, 7:43 am
From this fundraising, Rogas collected $17.5 million of investor funds for himself. [read post]
3 Dec 2022, 10:09 am
Investors in private placement securities including Madison Funding I bonds and Poet’s Walk Funding I bonds, may have legal claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. [read post]
2 Dec 2022, 7:42 pm
Washington Update 2022–2023 Priority Guidance Plan (released 11/4/22) – see, among other things, 4 donor advised fund priorities: Regulations under §4966 regarding donor advised funds, including excise taxes on sponsoring organizations and fund management. [read post]
2 Dec 2022, 8:24 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
29 Nov 2022, 7:59 am
FINRA Sanctions FFEC Wealth Partners for Supervisory Failures According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly censured and fined FFEC Wealth Partners LLC (formerly, First Financial Equity Corporation) (CRD No. 16507) for supervisory failures. [read post]
18 Nov 2022, 12:50 pm
Kadiak LLC Operations Assistant. [read post]
17 Nov 2022, 12:29 pm
About Zamansky LLC Zamansky LLC is one of the leading law firms with a practice focused on securities fraud and financial services arbitration and class action litigation. [read post]
17 Nov 2022, 4:51 am
From its base in the Philadelphia area, Renovus manages over $1 billion across its sector-focused funds and other strategies. [read post]
