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22 Sep 2010, 12:15 pm
The Securities and Exchange Commission is investigating a hedge fund whose main business is in investments known as PIPEs, Matthew Goldstein of Reuters reports. [read post]
24 May 2013, 11:53 am
Managed Funds Association and the London-based Alternative Investment Funds Association explained that an investment manager, a distinct legal entity, is a fiduciary responsible for implementing a hedge fund’s investment strategy and trading securities on a fund’s behalf. [read post]
18 Dec 2015, 8:59 am
By Amy Leisinger, J.D.The SEC has granted exemptive relief to enable a fund to suspend redemptions in order to conduct an orderly liquidation of the fund while avoiding fire sales of securities. [read post]
15 Jun 2012, 10:15 am
A jury convicted Rajat Gupta of three counts of securities fraud and one count of conspiracy for passing along confidential board information to Galleon hedge fund operator Raj Rajaratnam. [read post]
2 Jun 2021, 7:26 am
The post Miami Hedge Fund And Investment Fraud Attorneys appeared first on Securities Arbitration Lawyers Blog. [read post]
1 May 2018, 11:02 am
Beaver County Employees Retirement Fund, No. 15-1439, the Supreme Court resolved the split and issued a unanimous opinion authored by Justice Kagan. [read post]
14 Jan 2016, 11:34 am
The Fund invests in equity securities of domestic and foreign companies engaged in activities related to gold and precious metals. [read post]
24 Apr 2012, 12:57 pm
Social Security is split up into two funds. [read post]
2 Sep 2015, 8:38 am
In addition to the disability fund, there is also a Social Security retirement fund. [read post]
22 Aug 2011, 8:51 am
The Great Recession and the aging of baby boomers, has placed a double whammy on the Social Security Disability trust fund. [read post]
13 Apr 2020, 8:28 am
Griffin Capital Qualified Opportunity Zone Fund L.P. [read post]
28 Dec 2017, 10:02 am
The post JHFG Multifamily Opportunity Fund LLC – Securities Investigation appeared first on White Securities Law. [read post]
10 Mar 2008, 12:00 pm
Last week, Phillip Goldstein, the hedge fund manager, announced a not-so-modest proposal: He told The Financial Times that he plans to sue the Securities and Exchange Commission over a rule about hedge-fund advertising that is often blamed for muzzling hedge fund executives. [read post]
1 Mar 2021, 12:01 pm
People fall into the trap of taking exempted funds out of retirement accounts and using those funds to pay down their secured loans. [read post]
18 Aug 2020, 5:44 am
The post Silver Law Group Represents Par Funding Investors appeared first on Securities Arbitration Lawyers Blog. [read post]
19 May 2020, 6:49 am
The SEC complaint seeks to prevent TCA Fund Management Group and the Global Credit Fund from committing ongoing securities law violations and also sought the appointment of a receiver. [read post]
29 Apr 2013, 5:30 am
I think many real estate fund managers and private equity fund managers may be concerned that there are some additional licensing requirements now that they are registered with the Securities and Exchange Commission as an investment adviser. [read post]
14 Nov 2011, 4:41 pm
Proposed regulations by the European Securities and Markets Association for non-EU hedge fund managers and funds would essentially prevent EU investors from investing in US and other non-EU hedge funds, said a global hedge fund association. [read post]
8 Nov 2010, 12:26 am
The U.S. securities regulator has probed certain Citigroup debt funds to assess whether the bank made adequate disclosure to investors about the funds' risk levels, The Wall Street Journal said, citing people familiar with the matter. [read post]
19 Jan 2009, 6:22 am
The F.B.I. and securities regulators have joined the search for Arthur Nadel, a Florida hedge fund manager whose disappearance Wednesday has left clients concerned they may have lost $350 million. [read post]
