Search for: "Security Services v. Equity Management"
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8 May 2022, 9:05 pm
Securities and Exchange Commission. [read post]
25 Jan 2021, 5:35 am
Securely store and delete files used in mediation via a secure cloud-based case management system. [read post]
20 Apr 2011, 2:14 am
When the equities markets collapsed in the fourth quarter of 2008, Manulife increased its reserves by almost $5 billion to cover its contingent liabilities under these financial products, triggering a sharp decline in the price of its securities. [read post]
17 Jul 2023, 1:45 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
24 Oct 2018, 4:33 pm
A version of this article previously appeared on Securities Docket. [read post]
31 Oct 2019, 3:59 am
Switzerland retaliated in July 2019 by banning the trading of Swiss equities on EU exchanges. [read post]
23 May 2010, 8:31 pm
The central part of this act eliminates the Section 203(b)(3) exemption for registration for hedge fund managers (see Section 403). [read post]
27 Jan 2022, 9:03 pm
Securities and Exchange Commission (SEC) announced new proposed measures to change the reporting requirements for private equity firms and hedge funds. [read post]
18 Apr 2017, 1:58 pm
ABM Security Services, Inc. [read post]
28 May 2018, 12:19 pm
(See Multi–Channel TV Cable Co. v. [read post]
28 May 2018, 12:19 pm
(See Multi–Channel TV Cable Co. v. [read post]
11 Jul 2008, 4:30 am
: (Spicy IP), India: Ranbaxy-Daiichi deal – Opportunities for private equity companies in India: (Profitability through Simplicity), India: (KEI) Cracking open anti-competitive practices in the developing world: complaints, amendments and waivers: (Spicy IP), India: Is it one rule for Indian pharma companies and another one for those from abroad? [read post]
20 Sep 2014, 1:06 pm
These included two related strands of judge administered law—common law and equity. [read post]
5 Apr 2012, 6:26 pm
Titles V and VI - Relaxation of mandatory Exchange Act registration standard for record holders Increases number of record holders triggering mandatory registration to 2,000, no more than 500 of which may be unaccredited Excludes holders of employee benefit plan securities Increases thresholds for bank holding companies Implementation: Effective immediately. [read post]
30 Mar 2020, 9:19 am
By Dean Cazenave, Blane Clark and Elisabeth Prescott Keenly aware of the enormous impact COVID-19 is having on small businesses throughout the country, in response, the Congress approved and on March 27, 2020, the President signed the “Coronavirus Aid, Relief, and Economic Security Act” (the “CARES Act”). [read post]
20 Dec 2006, 12:54 am
The new additions will focus their work in the corporate practice group, handling venture capital and private equity work, mergers and acquisitions and securities law work. [read post]
22 Mar 2010, 4:28 am
Money Management International, Inc (Seattle Trademark Lawyer) TTAB says PAPERCLIP CLUB for office supply services not confusingly similar to PAPERCLIP for office furniture: In re The Paperclip Club, LLC (not precedential) ( [read post]
15 May 2024, 9:01 pm
In an effort to secure the lucrative engagement, a senior partner at an audit firm secretly promises the issuer’s CFO that if his firm is chosen as the company’s auditor, his firm would provide tax and other permissible non-audit services to the company at reduced rates. [read post]
10 Apr 2015, 8:21 am
FTC v. [read post]
19 Apr 2021, 7:48 am
A UAC will often first make an “affirmative” application to the Asylum Office in Homeland Security’s office of Citizenship and Immigration Services (USCIS). [read post]