Search for: "Smith Management Services, LLC" Results 381 - 400 of 509
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15 Nov 2023, 6:26 am by jeffreynewmanadmin
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
23 Aug 2010, 1:22 am by Kelly
Medical Device (Patently-O) Impact of case management order: CAFC decision in Baran v. [read post]
22 Aug 2016, 12:08 pm by Eric Goldman
Among other problems, the ruling provides a roadmap for plaintiffs to scrub unwanted negative reviews, and it trampled on Yelp’s rights to manage its database’s integrity. [read post]
18 Jul 2009, 7:31 am
In addition, Chairman Schapiro created new senior level positions within the examination program for individuals with expertise in areas such as derivatives, valuation, securities trading, risk management and forensic accounting. [read post]
1 Sep 2016, 7:56 am by Green, Schafle & Gibbs
The firm failed to establish and implement an adequate supervisory system to detect and prevent violations of Section 5 of the Securities Act related to transactions of microcap securities.Morgan Stanley Smith Barney LLC of Purchase, New YorkWithout admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to adequately supervise by following firm policies and procedures to detect and cause the reporting of potentially… [read post]
9 May 2008, 10:30 pm
: (Ezine @rticles) Global - Patents Rise of machine translation services: (IPKat), USPTO / EPO / JPO progress on ‘common application format’ for expedited examination: (Peter Zura's 271 Patent Blog), Proponents: ‘Time is now’ for TRIPs biodiversity amendment in Doha round: (Intellectual Property Watch), TRIPs amendment in favour of disclosures for genetic resources/traditional knowledge patents gathers support: (Afro-IP), … [read post]
19 Jul 2021, 9:43 am by Venkat Balasubramani
If “Joe Smith” was on the OFAC list, TransUnion flagged the credit reports of all Joe Smiths. [read post]
18 Dec 2014, 12:34 am by Editors
Time to check your crystal ball to see what it portends for the legal industry in 2015 – or you can just head over to the Business of Law Blog to see what others think. [read post]
6 Sep 2012, 5:00 am by Susan Cartier Liebel
Omar Ha-Redeye begins Reputation Management Law with Lesson 1 – Reputation Management Law – What is it? [read post]
8 Aug 2011, 10:10 am by Jay Shepherd
You won’t go blind, but your clients might have trouble seeing you otherwise.Jay runs Prefix, LLC, a firm that helps lawyers learn how to value and price legal services. [read post]
17 Aug 2011, 10:45 am by Jay Shepherd
Jay runs Prefix, LLC, a firm that helps lawyers learn how to value and price legal services. [read post]
13 Oct 2023, 1:58 pm by Suzanne E. Durrell
Advanced Certified Paralegal Kelly Shivery to Join Panel Focus on Paralegals: Crossing the Bridge from Intake to Service of Complaint and Managing the Stream Paralegals are an integral part of whistleblower law firms, and they can be critical to the success of whistleblowers and their cases. [read post]
21 Sep 2010, 5:25 am by David G. Badertscher
Law.com®120 Broadway, 5th Floor, New York, NY 10271-1101 (877) 256-CIRCCustomer Service Phone: (877) 256-CIRC © 2010 ALM Media Properties, LLC. [read post]
17 May 2009, 4:11 pm
(Detroit Free Press) Michigan resident Christine Peltier has been hired by Assets International LLC as a paralegal and Assistant Vice President. [read post]