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3 Mar 2017, 6:34 am
Smith, 494 U.S. 872 (1990), que el Congreso podía afectar el libre ejercicio de la religión a través de leyes neutrales o de aplicación uniforme, a menos que una ley fuera una carga substancial al ejercicio de derechos fundamentales “híbridos” como podía ser el derecho a la libertad religiosa unido al derecho fundamental de los padres de educar a sus hijos conforme a sus valores; en ese caso se aplicaría el escrutinio estricto. [read post]
2 Mar 2017, 3:00 pm
High School Student Saves Driver from Crashed SUV I’m Ed Smith, a South Sacramento car accident lawyer. [read post]
22 Feb 2017, 6:13 am
From the Desk of Jim Eccleston at Eccleston Law LLC:Morgan Stanley Smith Barney has agreed to pay an $8 million penalty and admit wrongdoing in order to settle charges by the SEC.According to the complaint, the SEC alleged that Morgan Stanley did not adequately implement its policies and procedures and did not ensure that its clients understood the risks related to single-inverse ETF investments that the firm recommended to advisory clients. [read post]
15 Feb 2017, 8:53 am
Yesterday the SEC announced that Morgan Stanley Smith Barney will pay $8 million penalty and admit wrongdoing to settle charges related to single inverse ETF investments it recommended to advisory clients. [read post]
6 Feb 2017, 8:58 am
Take a look:Jeff Waatainen, DLA Piper LLP - Wildfire Regulation 38/2005, Forest and Range Practices Act, Forest Act, Forest Planning and Practices Regulation 14/2004Kim Jakeman, Harper Grey LLP – Health Professions ActDaniel Sorensen, Sorensen Smith LLP – Employment Standards Act Stanley Rule, Sabey Rule LLP – Wills Estates and Succession ActIf you haven't explored Quickscribe 2.0 yet, why not sign up for a free trial today? [read post]
31 Jan 2017, 12:06 pm
His most recent registration was with Morgan Stanley in New York. [read post]
24 Jan 2017, 11:54 am
At the time, Citigroup held a 49 percent ownership interest in Morgan Stanley Smith Barney and representatives at both firms were pitching the foreign exchange trading program. [read post]
20 Jan 2017, 5:00 am
Court of Appeals for the Sixth Circuit ruled unanimously against John Verble, a former Morgan Stanley Smith Barney financial adviser who claims he was fired in 2013 for cooperating with the FBI in an investigation. [read post]
16 Jan 2017, 3:27 pm
Jason Stanley, author of “How Propaganda Works,”[4] noted the goals of propaganda are to define a version of reality and then shift public opinion to a value system that responds to that view of things.[5] Networked information tools – particularly where social media groups affiliated interests - are very powerful means for both framing reality and aligning people to associated value systems. [read post]
23 Dec 2016, 1:01 pm
Panelli at the California Supreme Court from 1986 to 1987 and for the Honorable Stanley A. [read post]
9 Dec 2016, 7:25 am
From February 2011 until January 2012 Kievman was associated with Morgan Stanley Smith Barney. [read post]
8 Dec 2016, 6:44 am
This one involves ten promissory notes worth a few million dollars issued to two former Morgan Stanley Smith Barney employees. [read post]
7 Oct 2016, 12:49 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:The state of Massachusetts has charged Morgan Stanley Smith Barney for conducting a sales contest among its financial advisers to encourage clients to borrow money against their brokerage accounts. [read post]
5 Oct 2016, 11:14 am
If you suffered losses investing with Morgan Stanley Smith Barney, the attorneys at The White Law Group may be able to help. [read post]
5 Oct 2016, 7:59 am
According to FINRA, former Morgan Stanley broker, Jeffrey H. [read post]
4 Oct 2016, 7:19 am
The Division seeks to permanently bar Morgan Stanley from engaging in these banking and securities cross-selling practices, to censure the firm and impose an administrative fine, and to obtain equitable relief for the firm’s clients (In the Matter of Morgan Stanley Smith Barney LLC, October 3, 2016).According to the complaint, Morgan Stanley created the sales contest to persuade its retail wealth management clients to take out securities-based loans via… [read post]
22 Sep 2016, 6:00 am
.), Michael Les Benedict (Ohio State), David Armitage (Harvard), Katherine Turk (UNC), Holly Brewer (Maryland), Jane Dailey (Chicago), Sara MacDougall (John Jay), Kyle Volk (Montana), Rebecca Mclennan (Berkeley), Maribel Morey (Clemson), Malick Ghachem (MIT), Yvonne Pitts (Purdue), Linda Przybyszewski, Michael Willrich (Brandeis), Honor Sachs (Western Carolina), Will Hanley (Florida State), Katrina Jagodinsky (Nebraska), Andrew Wender Cohen (Syracuse), Kimberly Welch (Vanderbilt), Philip Thai… [read post]
20 Sep 2016, 12:00 am
The SEC announced in a press release dated June 8, 2016 that Morgan Stanley Smith Barney, LLC has agreed to pay a $1 million penalty to settle charges relating to alleged failures to protect confidential customer information. [read post]
16 Sep 2016, 9:23 am
Stanley v. [read post]
6 Sep 2016, 7:23 am
Parthemer was registered with Wells Fargo Advisors in Fort Lauderdale, FL from10/2011 – 05/2015 and was registered with Morgan Stanley Smith Barney in Fort Lauderdale, FL from 06/2009 – 11/2011. [read post]
