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CFPB, AG’s, secure $92M in debt relief for servicemembers victimized by predatory lending
28 Aug 2014, 1:34 pm by Keith R. Fisher
Inc. and Rome Finance LLC, respectively) and their principals, Ronald Wilson and William Collins. [read post]
CFPB Monitor - http://www.cfpbmonitor.com
FINRA Bars John Wyshak After Two Regulatory Actions
27 May 2020, 8:13 am by Silver Law Group
., LLC. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Broker Ahmed Gheith After Private Placements
10 Jul 2023, 12:36 pm by Silver Law Group
(CRD# 15768), Paulson Investment Company LLC (CRD#:5670), and Aegis Capital Corp. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Did You Invest with Cetera Advisor Networks Or Stanley Secor?
26 Oct 2020, 7:42 am by Silver Law Group
Stanley Secor (Stanley Bernard Secor CRD:#1982414) is a former registered broker and investment advisor whose last employer was Cetera Advisor Networks LLC (CRD# 13572) of Salt Lake City, UT. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Will I Lose My Professional License if I Am Convicted of a Crime?
19 Jul 2023, 6:00 am
Bogdan, LLC is here to help. [read post]
The Law Offices of Joseph J. Bogdan, LLC Blog - https://www.jjblawoffice.com/idfpr-defense-lawyer
New York Botanical Garden sues its insurance company for its "business interruption losses" resulting from an order by a government body closing its facilities in response to COVID-19
17 Jun 2022, 9:09 pm by Public Employment Law Press
LLC, 73 AD3d 479, 481 [1st Dept 2010]). [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
New York Botanical Garden sues its insurance company for its "business interruption losses" resulting from an order by a government body closing its facilities in response to COVID-19
17 Jun 2022, 9:09 pm by Public Employment Law Press
LLC, 73 AD3d 479, 481 [1st Dept 2010]). [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
FINRA Suspends Broker Christopher Polinaire
29 Mar 2023, 11:34 am by Silver Law Group
His prior employers include Arive Capital Markets (CRD#:8060) of Ronkonkoma, NY, First Standard Financial Company, LLC (CRD#:168340) of Garden City, NY, and Rockwell Global Capital LLC (CRD#:142485) of Melville, NY. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Weekly(ish) Update: June 27, 2020
27 Jun 2020, 6:06 am by Andrew Delaney
Hartland Property, LLC v. [read post]
Supreme Court of Vermont Law Blog - http://scovlegal.blogspot.com/
Portland’s Powderkeg Problem
30 May 2017, 3:45 am by SHG
Copyright © 2007-2017 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
Simple Justice - http://blog.simplejustice.us
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement August 2021
22 Sep 2021, 9:23 am by Silver Law Group
Morgan Securities LLC   Wells Fargo Advisors, LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement December 2023
5 Jan 2024, 1:41 pm by Silver Law Group
  John Goodwin   LPL Financial LLC   MML Investors Servies, LLC   Jane Terry   Raymond James Financial Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement April, 2024
22 Apr 2024, 12:35 pm by Silver Law Group
Morgan Securities LLC Kevin Arvoy D.A. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Dudley Stevens Barred By FINRA After Third-Party Wire Allegations
29 May 2019, 7:44 am by Silver Law Group
(CRD#:10740), Wells Fargo Advisors, LLC (CRD#:19616), and HSBC Securities (USA) INC. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Potential Disciplinary Actions Against Professional Licenses in Illinois
26 Jul 2023, 6:32 am
During the suspension, the licensee is prohibited from practicing their profession, and they may need to take steps to reinstate their license once the period of suspension is complete. [read post]
The Law Offices of Joseph J. Bogdan, LLC Blog - https://www.jjblawoffice.com/idfpr-defense-lawyer
When Can a Medical Provider Be Excluded by the State or Federal OIG?
11 Apr 2023, 8:31 am
Providers who have been suspended may need to reapply to become Medicaid vendors once their period of suspension is over. [read post]
The Law Offices of Joseph J. Bogdan, LLC Blog - https://www.jjblawoffice.com/idfpr-defense-lawyer
6th Circuit’s definition of “supervisor” under the NLRA has broad implications
10 Jul 2013, 4:50 am by Jon Hyman
In GGNSC Springfield LLC v. [read post]
Ohio Employer's Law Blog - http://www.ohioemployerlawblog.com/
6th Circuit’s definition of “supervisor” under the NLRA has broad implications
10 Jul 2013, 4:50 am by Jon Hyman
In GGNSC Springfield LLC v. [read post]
Ohio Employer's Law Blog - http://www.ohioemployerlawblog.com/
Defense Manufacturing Company To Pay $50 Million To Resolve Allegations Of Contract Price Inflation
3 Jun 2021, 10:01 am by Peter Briccetti
Navistar Defense LLC (Navistar), a manufacturer of military vehicles, has agreed to pay the U.S. government $50 million to resolve allegations that Navistar used falsified documents to induce the U.S. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
FINRA Fines And Suspends Former Wells Fargo Broker, Jeffrey D. Daggett For Unsuitable Recommendations Of Exchange Traded Notes, Triple-Leveraged ETFs, And Triple Inverse ETFs
1 Jul 2015, 12:34 pm by Lax & Neville LLP
  To settle the FINRA allegations, Daggett submitted to censure, a fine of $20,000 and a suspension for four (4) months. [read post]
New York Securities Lawyer Blog - http://www.newyorksecuritieslawyerblog.com/