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1 Oct 2015, 2:02 pm
’s list of “2011 Top Advisors”. [read post]
1 Oct 2015, 5:09 am
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
28 Sep 2015, 2:10 pm
See Record number of federal wage and hour lawsuits filed under the Fair Labor Standards Act; Wage and Hour Claims Among Top Threats to U.S. [read post]
24 Sep 2015, 8:43 am
LPL Financial LLC has agreed to pay two more settlements, and these are big ones. [read post]
23 Sep 2015, 1:26 pm
Top executives at Penson Financial Service are facing charges filed by the Securities and Exchange Commission (SEC). [read post]
11 Sep 2015, 6:16 am
Among the top recipients was former Sen. [read post]
6 Aug 2015, 6:21 pm
John Reed Stark is President of John Reed Stark Consulting LLC, a data breach response and digital compliance firm. [read post]
6 Aug 2015, 1:59 pm
LLC, 984 F. [read post]
3 Aug 2015, 4:06 am
Parks, LLC v. [read post]
20 Jul 2015, 5:07 am
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
8 Jun 2015, 10:07 am
This process involves several years and often many vigorous debates between the examiner and the inventor in papers that are exchanged. [read post]
1 Jun 2015, 4:05 am
Date: June 8-9, 2015 Sponsor: Opal Financial Event: Emerging Managers Forum Location: Chicago, IL Date: June 8-9, 2015 Sponsor: FRA Event: SFO Wealth Operations & Performance Location: New York, NY Date: June 8-12, 2015 Sponsor: Infocus International Group Event: Project Scheduling, Risk Analysis and Cost Control Location: Johannesburg, South Africa Date: June 9, 2015 Sponsor: 100WHF Event: Celebrating Education: A Fireside Chat with UConn’s President Susan Herbst Location: Stamford, CT… [read post]
1 Jun 2015, 4:05 am
Date: June 8-9, 2015 Sponsor: Opal Financial Event: Emerging Managers Forum Location: Chicago, IL Date: June 8-9, 2015 Sponsor: FRA Event: SFO Wealth Operations & Performance Location: New York, NY Date: June 8-12, 2015 Sponsor: Infocus International Group Event: Project Scheduling, Risk Analysis and Cost Control Location: Johannesburg, South Africa Date: June 9, 2015 Sponsor: 100WHF Event: Celebrating Education: A Fireside Chat with UConn’s President Susan Herbst Location: Stamford, CT… [read post]
22 May 2015, 4:52 am
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
22 May 2015, 3:51 am
And to top it all off, it’s unethical for a judge to allow such a waiver. [read post]
7 May 2015, 5:00 am
As I have done in the past, I parsed the list to see which managers are registered with the Securities and Exchange Commission as investment advisers. [read post]
21 Apr 2015, 10:21 am
The SEC charged BlackRock Advisors LLC with breaching its fiduciary duty by failing to disclose a conflict of interest involving the outside business activity of one of its top-performing portfolio managers, Daniel J. [read post]
21 Feb 2015, 5:04 am
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
29 Dec 2014, 10:01 pm
Quality Egg LLC pleaded guilty to bribing a federal egg inspection and agreed to pay a $7.8-million fine. [read post]
18 Dec 2014, 12:34 am
Time to check your crystal ball to see what it portends for the legal industry in 2015 – or you can just head over to the Business of Law Blog to see what others think. [read post]
