Search for: "The Regulatory Review Staff"
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6 Jun 2023, 9:05 pm
Some agencies almost exclusively use what I have called periodic guidance documents, such as staff directives, memoranda from agency leadership to enforcement staff, and related guidance. [read post]
5 Jun 2023, 5:39 pm
We apologize in advance for any delays in responding to your emails during the event, as we may have limited staff available to address them promptly. [read post]
5 Jun 2023, 8:43 am
*This post is part of a symposium on Modernizing Regulatory Review. [read post]
5 Jun 2023, 6:30 am
The Sarbanes-Oxley Act of 2002 requires the SEC to review companies’ filings at least once every three years, and the SEC sends comments to the company when SEC staff believe that the disclosures in its filings can or should be improved. [read post]
5 Jun 2023, 6:30 am
The Sarbanes-Oxley Act of 2002 requires the SEC to review companies’ filings at least once every three years, and the SEC sends comments to the company when SEC staff believe that the disclosures in its filings can or should be improved. [read post]
5 Jun 2023, 6:25 am
*This post is part of a symposium on Modernizing Regulatory Review. [read post]
4 Jun 2023, 7:31 am
A list of witnesses and an outline of the issues is set out in a pre-hearing memo released by the Committee staff. [read post]
2 Jun 2023, 7:23 am
*This post is part of a symposium on Modernizing Regulatory Review. [read post]
1 Jun 2023, 10:00 am
*This post is part of a symposium on Modernizing Regulatory Review. [read post]
31 May 2023, 8:00 am
*This post is part of a symposium on Modernizing Regulatory Review. [read post]
31 May 2023, 5:35 am
In 2016 there was a review by Sir Joseph Pilling, commissioned by IPSO, into its performance over the previous two years: The External IPSO Review. [read post]
30 May 2023, 10:15 am
*This post is part of a symposium on Modernizing Regulatory Review. [read post]
30 May 2023, 6:48 am
The CRTC Chair has emphasized the importance of public participation in the Bill C-11 regulatory process. [read post]
30 May 2023, 5:56 am
” A Soft Launch When it opens this week, NLG will have six lawyers and consultants. but Greene said recruitment is already underway to expand the staff. [read post]
26 May 2023, 4:43 pm
The associate must be skilled in managing complex litigation and providing staff direction. [read post]
26 May 2023, 11:00 am
*This post is part of a symposium on Modernizing Regulatory Review. [read post]
25 May 2023, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I’m not speaking on behalf of my fellow Commissioners or the SEC staff. [read post]
23 May 2023, 3:54 am
Editor’s Note: The discipline of eDiscovery, which involves the identification, preservation, and analysis of electronic data, is increasingly being used in investigations and litigation relating to war crimes. [read post]
22 May 2023, 9:05 pm
In addition, it’s hard to attract and retain talented staff to implement these cooperative agreements when there is so much uncertainty. [read post]
22 May 2023, 5:53 am
The ICI and/or several of its members have met with SEC officials regarding the proposed Fund ESG Rule (and a related fund names proposal) six times since the Commission issued the proposal almost a year ago, including twice with Chair Gary Gensler and SEC staff, and once each with Commissioners Jaime Lizárraga and Mark T. [read post]
