Search for: "US Trade and Exchange, LLC"
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8 Aug 2012, 1:36 pm
International Trade Alliance (ITA), another company controlled by Hunter, used the $150,000 from Hunter’s first client to trade foreign currencies over the course of the year. [read post]
8 Aug 2012, 1:36 pm
International Trade Alliance (ITA), another company controlled by Hunter, used the $150,000 from Hunter’s first client to trade foreign currencies over the course of the year. [read post]
23 Sep 2016, 12:55 pm
© 2016 Vandenack Weaver LLC For more information, Contact Us [read post]
30 Jan 2007, 10:19 am
According to the SEC, the HMC allegedly used a day trading strategy to invest in stocks on the New York Stock Exchange and on NASDAQ. [read post]
10 Oct 2019, 7:28 am
Advisor Adam Lunceford (Lunceford), currently employed by LPL Financial LLC. [read post]
26 Jun 2019, 6:18 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
10 Nov 2009, 1:14 pm
Andrew Cravenho of the Settlement Quotes, LLC factoring exchange, has spoken out on structured settlement servicing in his post dated November 9, 2009. [read post]
10 Mar 2020, 6:32 am
Securities Fraud Attorneys in Nashville, Tennessee The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with over thirty years securities law experience, including experience at the Financial Industry Regulatory Authority and the Securities and Exchange Commission. [read post]
11 Mar 2016, 8:35 am
While Aequitas did use some investor money to acquire trade receivables in health care, education, transportation, and other consumer credit sectors, the vast majority was concentrated in student loan receivables of for-profit education provider Corinthian Colleges. [read post]
30 Jan 2015, 8:18 am
Guggenheim Canadian Energy Income ETF is an exchange-traded fund. [read post]
9 May 2012, 7:13 am
Waters Capital LLC ("Waters Capital"), have been charged by the Securities and Exchange Commission ("SEC") with creating bogus private placements - Port Huron Partners LP and Port Huron Partners II LP (collectively "Port Huron Funds") - and bilking investors out of at least $780,000. [read post]
8 Dec 2019, 2:18 pm
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
18 Jun 2021, 5:32 am
The “heightened risks” of the Bitcoin futures market include: Lack of Regulation – While mutual funds and exchange-traded funds (ETFs) that hold Bitcoin futures are subject to federal regulation, the same is not true of the Bitcoin futures market itself. [read post]
3 Jun 2016, 7:32 am
Charges against two exchanges formerly owned by Direct Edge Holdings and since acquired by BATS Global Markets for failing to accurately describe the order types being used on the exchanges. [read post]
8 Sep 2014, 2:49 pm
Exchange-traded funds (ETF) are registered investment companies whose shares are comprised of a portfolio of securities, often described as a “basket. [read post]
14 Feb 2023, 7:02 am
Its shares trade on the NYSE. [read post]
7 Jul 2023, 1:24 pm
Wells Fargo Clearing Services, LLC also uses the trade name of Wells Fargo Advisors. [read post]
3 Jun 2021, 6:20 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
10 Jul 2020, 5:00 am
In its continuing litigation against the defendants, the CFTC seeks disgorgement of ill-gotten gains, civil monetary penalties, restitution, permanent registration and trading bans, and a permanent injunction against further violations of the Commodity Exchange Act and CFTC regulations, as charged.The case is No. 20-cv-1184 TLN AC. [read post]
14 Aug 2020, 8:48 am
The discount broker has paid an $11.5 million penalty to settle charges with the Securities and Exchange Commission over the deficiencies in its internal controls that failed to spot suspicious trades involving microcap stocks, known as penny stocks. [read post]
