Search for: "US Trade and Exchange, LLC"
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24 Sep 2021, 12:08 pm
CCBill LLC (9th Cir. 2007). [read post]
23 Sep 2021, 8:41 am
If Commission action is warranted with Coinbase, it is probably warranted with other lending arrangements, the group said.The group believes that many digital asset exchanges are trading securities. [read post]
12 Sep 2021, 4:54 pm
Securities and Exchange Commission is conducting an investigation requiring selected companies to articulate their basis for ESG disclosures. [read post]
10 Sep 2021, 6:50 am
Using the Reves analysis, the loan, or note, is not being used to finance a substantial investment. [read post]
7 Sep 2021, 6:41 am
They also used a custodial trust company. [read post]
30 Aug 2021, 11:18 am
As a publicly traded company, we believe we are well positioned to help to create a safer world with our Digital Intelligence solutions suite, through the ethical use of our solutions, and to deliver sustainable value for all of our stakeholders. [read post]
23 Aug 2021, 9:09 am
Securities and Exchange Commission (SEC). [read post]
20 Aug 2021, 10:14 am
We often work on a contingency fee basis, meaning you don’t owe us anything unless and until we recover for you. [read post]
12 Aug 2021, 8:39 am
In a settled enforcement case announced August 9, 2021, the SEC fined Poloniex, LLC, a crypto trading platform, for operating an unregistered securities exchange. [read post]
9 Aug 2021, 12:27 pm
The SEC said that the Poloniex trading platform met the criteria of an “exchange” as defined by the securities laws because the trading platform provided the non-discretionary means for trade orders to interact and execute through the combined use of the Poloniex website, an order book, and the Poloniex trading engine. [read post]
5 Aug 2021, 5:41 am
He has testified before Congress on the topic of fair use policy[2] and is a frequent commentator on copyright policy and artist rights in a variety of outlets, including his blog at TheTrichordist.com. [read post]
4 Aug 2021, 12:49 pm
The attorney had several email exchanges with the scammer, was sent the bogus check, and was also emailed (from a different email address) bogus purchase/sale and escrow agreement documents in an attempt to make the transaction appear to be legitimate. [read post]
30 Jul 2021, 6:03 pm
Contact us for a same-day response and a free consultation. [read post]
30 Jul 2021, 7:58 am
This year, Wyoming became the first state to legally recognize decentralized autonomous organizations, or DAOs, as a new form of LLC. [read post]
27 Jul 2021, 9:38 am
The book values for Capstead and BSP Realty Trust used to calculate the cash consideration and exchange ratio will reportedly be set at a later date. [read post]
22 Jul 2021, 6:15 am
According to the Bureau of Securities order, BlockFi, through its affiliates BlockFi Lending, LLC and BlockFi Trading, LLC, funded its cryptocurrency lending operations and proprietary trading business in part through the sale of unregistered securities in violation of the New Jersey Securities Law. [read post]
21 Jul 2021, 12:49 pm
Note: CS DISCO (LAW) began trading on the New York Stock Exchange on July 21, 2021. [read post]
20 Jul 2021, 6:17 am
UBS hit with $8 Million for Unsuitable Sales of VXX Fund According to the US Securities and Exchange Commission on July 19, the regulator has charged the brokerage arm of UBS Group AG (UBSG.S) with regulatory failures in connection with the sales of a volatility-linked, exchange-traded product, called the iPath S&P 500 VIX Short-Term Futures ETN. [read post]
9 Jul 2021, 10:11 am
The law was backed by payment processing technology company CardX LLC, which lobbied the legislature to push through the bill and allow surcharges. [read post]
9 Jul 2021, 7:07 am
"To meet our mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation, the SEC has a lot of regulatory work ahead of us," said SEC Chair Gary Gensler. [read post]
