Search for: "United States v. City and County of San Francisco"
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4 Jan 2017, 3:55 pm
Advisers registered in other states should consult with legal counsel about those states’ custody requirements. [read post]
1 Dec 2020, 10:22 am
Doe 1 v. [read post]
5 Jan 2015, 3:31 pm
Advisers registered in other states should consult with legal counsel about those states’ custody requirements. [read post]
18 Jan 2021, 5:00 am
, San Francisco Chronicle (Jan. 27, 2020). [read post]
4 Dec 2013, 9:07 am
As such, managers that rely on the CFTC’s Rule 4.13(a)(3) exemption from registration as a CPO, and managers that are registered CPOs operating under the CFTC Rule 4.7 exemption, remain prohibited from marketing to the public in the United States. [read post]
