Search for: "WELLS FARGO FINANCIAL, INC." Results 381 - 400 of 673
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9 Oct 2021, 9:48 am by Juvan Bonni
– Electrical and Computer Science Technologies Patent Attorney or Agent Duane Morris Nelson Mullins Hanley, Flight & Zimmerman, LLC – Foreign Filing Paralegal Metalenz Hanley, Flight & Zimmerman, LLC – Patent Associate Attorney Nyemaster Goode, PC Buchanan Ingersoll & Rooney PC Cabinet Beau de Loménie Norton Rose Fulbright Daly, Crowley, Mofford & Durkee, LLP Bainwood Huang Chernoff Vilhauer LLP Kennedy Lenart Spraggins LLP Kubota & Basol LLP… [read post]
11 Apr 2010, 8:15 pm by Randall Reese
 Under the proposed settlement procedures, which the motion reports were developed with the DIP lenders' agent (Wells Fargo Foothill, Inc.) and the Creditors' Committee. [read post]
5 Jan 2024, 10:01 am by Silver Law Group
  National Securities Corporation   Isaiah Frection   NYLife Securities LLC   Johnathan Hagood   Wells Fargo Clearing Services, LLC   Christopher Lynch   Pruco Securities, LLC   LPL Financial LLC   John Rabulan   NYLife Securities LLC   Dennis Riordan   Wynston Hill Capital, LLC   Aeon Capital Inc   Adriano Schultz   J.P. [read post]
10 Dec 2014, 4:48 pm by Sabrina I. Pacifici
Eight U.S. firms would currently be identified as GSIBs under the proposal: Bank of America Corporation, The Bank of New York Mellon Corporation, Citigroup Inc., The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, and Wells Fargo & Company…The proposal builds on a GSIB capital surcharge framework agreed to by the Basel Committee on Banking Supervision (BCBS), augmented to address risks to U.S.… [read post]
24 Aug 2023, 11:18 am by Kevin LaCroix
  Wells Fargo was one of the first derivative settlements of this modern era which included a very large monetary settlement. [read post]
8 Mar 2021, 12:19 pm by Silver Law Group
Morgan Securities LLC   Jon Foster   Wells Fargo Clearing Services, LLC   Caleb Hutzler   LPL Financial LLC   Northwestern Mutual Investment Services, LLC   Narongdej Jaroensabphayanont   Voya Financial Advisors, Inc. [read post]
1 Feb 2024, 11:55 am by Silver Law Group
Morgan Securities LLC   Wells Fargo Clearing Services, LLC   Stalin Cruz   SW Financial   Windsor Street Capital, L.P. [read post]
2 May 2022, 1:59 pm by Silver Law Group
Inc   Darryl Cohen   Morgan Stanley   Wells Fargo Advisors, LLC   Odalis Duran   J.P. [read post]
7 Apr 2022, 3:17 pm by Zak Gowen
That’s one question raised by payments-industry experts after The Wall Street Journal reported Wednesday that Bank of America Corp. and Wells Fargo & Co. [read post]
3 Jul 2011, 5:53 am
Bank of America $2,135.30 19.9% Wells Fargo $1,811.97 16.9% JPMorgan Chase & Co $1,353.60 12.6% Citigroup Inc $677.81 6.3% GMAC/Ally Financial $349.08 3.2% US Bancorp $189.85 1.8% SunTrust Banks Inc $175.93 1.6% PHH Mortgage $155.97 1.4% OneWest Bank, CA (IndyMac) $155.00 1.4% PNC Financial Services $149.94 1.4% HSBC ? [read post]
22 Jan 2011, 1:32 pm
Iowa Attorney General Tom Miller, the leader of the 50 state investigation, has reported to Bloomberg that the five largest loan servicers, including Bank of America Corp., JPMorgan Chase & Co., Citigroup Inc., Wells Fargo & Co. and Ally Financial Inc., may settle with the 50 states investigating the improper foreclosure practices. [read post]
3 Jul 2011, 5:53 am
Bank of America $2,135.30 19.9% Wells Fargo $1,811.97 16.9% JPMorgan Chase & Co $1,353.60 12.6% Citigroup Inc $677.81 6.3% GMAC/Ally Financial $349.08 3.2% US Bancorp $189.85 1.8% SunTrust Banks Inc $175.93 1.6% PHH Mortgage $155.97 1.4% OneWest Bank, CA (IndyMac) $155.00 1.4% PNC Financial Services $149.94 1.4% HSBC ? [read post]
20 Jul 2015, 4:58 pm by Sabrina I. Pacifici
Eight U.S. firms are currently expected to be identified as GSIBs under the final rule: Bank of America Corporation; The Bank of New York Mellon Corporation; Citigroup, Inc.; The Goldman Sachs Group, Inc.; JPMorgan Chase & Co.; Morgan Stanley; State Street Corporation; and Wells Fargo & Company…Like the proposal issued in December 2014, the final rule requires GSIBs to calculate their surcharges under two methods and use the higher of the two… [read post]
22 Oct 2019, 11:44 am by Silver Law Group
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Patrick Auckland   TIAA-VREF Individual & Institutional Services   Morgan Stanley   Matthew DiNinno   Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith   Nicholas Diesso   Ameriprise Financial Services… [read post]
19 Jan 2010, 6:15 am by Steven Peck
Wells Fargo finished 8,424 modifications, while JPMorgan Chase & Co. made 7,139 permanent, the report shows. [read post]