Search for: "Walling v. Frank"
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25 Feb 2014, 10:02 am
” He also mentioned the recent decision in SEC v. [read post]
25 Feb 2014, 6:19 am
The decision in Pruett v. [read post]
29 Jan 2014, 8:46 am
In a January 27 decision in Murray v. [read post]
16 Jan 2014, 3:57 pm
111-203, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), is authority to issue regulations and take enforcement actions under the two major federal statutes that specify conditions under which customer financial information may be shared by financial institutions: Title V of the Gramm-Leach-Bliley Act of 1999 (GLBA, P.L. 106-102) and the Fair Credit Reporting Act (FCRA). [read post]
13 Jan 2014, 10:49 am
The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act required these advisors to register with the SEC like other market intermediaries. [read post]
6 Jan 2014, 11:20 pm
Supreme Court’s 1988 decision in Basic, Inc. v. [read post]
2 Jan 2014, 4:28 pm
v=j0pl_FXt0eMWilliam F. [read post]
2 Jan 2014, 4:28 pm
v=j0pl_FXt0eMWilliam F. [read post]
22 Dec 2013, 5:18 pm
Dodd-Frank Uniform Fiduciary Standard - Among many other provisions, the "Dodd-Frank Wall Street Reform and Consumer Protection Act" (Dodd-Frank) directed the SEC to study the need for a new, uniform fiduciary standard of care for broker-dealers and investment advisers and to apply such a uniform standard if it deemed necessary. [read post]
22 Dec 2013, 7:21 am
Opinions for the Court • Frank H. [read post]
17 Dec 2013, 9:01 pm
Perry and McCreary County v. [read post]
17 Dec 2013, 9:42 am
Not long after its proposal, the rule was made into law in Section 619 of the 2010 Dodd-Frank Wall Street Reform Act, to take effect upon the issuance of implementing regulations. [read post]
12 Dec 2013, 1:14 pm
Lastly, the Dodd-Frank Wall Street Reform and Consumer Protection Act precludes certain types of whistleblower claims from mandatory pre-dispute arbitration. [read post]
10 Dec 2013, 4:51 am
” At NPR, Frank James observes that, with yesterday’s order granting a motion by Senator Mitch McConnell for argument time in NLRB v. [read post]
9 Nov 2013, 4:42 am
In Hatim v. [read post]
3 Nov 2013, 8:05 pm
Gawker and Sheldon v. [read post]
24 Oct 2013, 1:06 pm
Contractors will build a continuous 48-foot high wall by driving steel sheets 32-feet into the ground. [read post]
27 Sep 2013, 4:06 pm
As we’ve discussed on previous occasions, Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires most public companies to include a resolution in their proxy statements asking shareholders to approve the compensation of their executive officers, in a non-binding, “say-on-pay” shareholder vote. [read post]
10 Sep 2013, 9:31 am
” Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 § 929P(b)(1), Pub.L. [read post]
