Search for: "Washington Mutual Inc."
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30 Mar 2023, 6:52 am
Cambridge Investment Research allegedly invested client assets in certain mutual funds and money market sweep funds that generated millions of dollars in revenue sharing payments to an affiliated broker-dealer, Cambridge Investment Research, Inc., instead of lower-cost share classes and investment options that would have yielded less or no revenue sharing. [read post]
8 Nov 2023, 10:14 pm
Unlike traditional mutual funds, shares of ETFs typically trade throughout the day on a securities exchange at prices established by the market. [read post]
30 Dec 2011, 2:50 pm
§ 1818(q) (Voluntary Termination of Insurance) Main Street Bank, Kingwood, TX; FDIC-11-628q; Issued 11/22/11 – PDF TERMINATIONS Orders Terminating Consent Orders and Cease and Desist Orders Commerce Bank of Temecula Valley, Murrieta, CA; FDIC-10-104b; Issued 11/18/11 – PDF Savings Bank of Mendocino County, Ukiah, CA; FDIC-10-887b; Issued 11/21/11 – PDF Decatur First Bank, Decatur, GA; FDIC-09-377b; Issued 11/7/11 – PDF Community Capital Bank, Jonesboro, GA;… [read post]
23 Apr 2009, 4:20 am
Unlike in the 1920s, large numbers of Americans today are "investors" - as purchasers (i.e. shareholders) of individual stocks, mutual funds, etc. [read post]
15 Mar 2010, 2:32 pm
Judge Sontchi in in re Premier International Holdings disagreed sharply that Rule 2019 extends to ad hoc committees. [23] He then went on to explain that any amendments to Rule 2019 to increase the required disclosures would have no affect to those not already covered by the rule. [24]Judge Sontchi’s decision was in complete opposition to that of his counterpart, Judge Walwrath’s in in re Washington Mutual Inc. [25] Judge Walwrath used the currently proposed… [read post]
19 Nov 2009, 10:51 am
Jude Medical, Inc., 522 F.3d 836, 841-42 (8th Cir. 2008) (Rule 23(c)(4) certification improper where "trials will still be required" for remaining individualized issues). [read post]
28 Oct 2011, 7:00 am
Mutual Pharmaceutical Co., 731 F. [read post]
27 Dec 2017, 11:19 am
If the parties wish to reschedule the hearing for a later date, they shall confer and jointly contact chambers today by 3:30 p.m. with a mutually agreed upon date and time. [read post]
27 Dec 2017, 11:19 am
If the parties wish to reschedule the hearing for a later date, they shall confer and jointly contact chambers today by 3:30 p.m. with a mutually agreed upon date and time. [read post]
4 Dec 2008, 1:01 am
Many companies have experienced huge losses as a result of the collapse of Lehman Brothers, Fannie Mae and Freddie Mac, AIG, Washington Mutual, and the other recent massive failures. [read post]
31 Jan 2021, 12:06 pm
There are several kinds of divorce–mutual consent, no-fault, and fault are the most common. [read post]
28 Jul 2017, 9:14 am
Savings.com, Inc., 2017 WL 83337 (N.D. [read post]
13 Oct 2008, 1:00 pm
Conseco also disclosed recently that it held $103 million in securities with American International Group and Lehman Brothers Holdings, both in New York and Washington Mutual in Seattle. [read post]
29 Oct 2008, 12:01 pm
“Core-Operations Inference” Insufficient Alone to Support PSLRA’s Heightened Pleading Requirements for Scienter in Securities Fraud Class Action Ninth Circuit Holds Plaintiffs filed a putative class action against Washington Mutual and individual officer defendants alleging securities law violations; specifically, the class action complaint alleged violations of Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5. [read post]
7 Jun 2022, 3:29 am
Color Up, LLC offered to tender up to 900,506 of the outstanding shares of common stock of The Parking REIT, Inc. [read post]
7 Jul 2022, 6:21 am
Mayberg is a co-founder and principal of ProShares and ProFunds, exchange-traded funds and mutual funds, where he served as president. [read post]
16 Jun 2020, 11:26 am
World Airways, Inc. v. [read post]
10 Mar 2017, 4:25 am
Robert Menendez (D., N.J.) and Orrin Hatch (R., Utah), would impose greater oversight on mutual funds based in, and sold to residents of, U.S. territories like Puerto Rico that have previously escaped SEC regulation. [read post]
27 Mar 2023, 8:09 pm
March 2023 – Newbridge this week agreed to sanctions involving supervisory failures and sales of a risky alternative mutual fund. [read post]
30 Mar 2023, 8:48 am
Broker Due Diligence with Alternative Investments “Alternative investments” generally refer to all non-traditional investments – like stocks, bonds, and mutual funds. [read post]
