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22 Jul 2021, 6:13 am by John Jascob
This has led to at least one securities class action, with a Credit Suisse investor alleging that the bank’s operational weaknesses led to billions of dollars in losses.Human capital and diversity. [read post]
29 Mar 2008, 7:48 am
If the capital markets can be straightened out, insiders hope there will be a sharp snap back in the commercial real estate market. [read post]
19 Sep 2013, 8:17 am
The Western Cape and KwaZulu-Natal had in recent times jostled each other for first place in terms of the highest rental inflation of the larger provinces but Gauteng, the 'rental capital', mustered up rental inflation of 4.6 percent year on year in July. [read post]
9 Jan 2024, 10:10 am by Sherica Celine
State Law Comparison Tool: Financial Institution Regulations Topic Access this tool for federal/state-specific guidance and the ability to compare state laws for banking and non-banking financial institutions in the areas of licensing, capital requirements, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority. [read post]
28 Nov 2023, 10:00 am by Sherica Celine
Financial Institution Regulations State Law Comparison Tool Access this tool for federal/state-specific guidance and the ability to compare state laws for banking and non-banking financial institutions in the areas of licensing, capital requirements, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority. [read post]
2 Jul 2008, 12:30 am
  Before Yahoo, Kent spent some time in investment banking and early-stage venture investing. [read post]
6 Jan 2022, 12:40 pm by Bob Ambrogi
Morgan for nearly 23 years, most recently as head of West Coast technology investment banking. [read post]
6 Jan 2022, 12:40 pm by Bob Ambrogi
Morgan for nearly 23 years, most recently as head of West Coast technology investment banking. [read post]
22 May 2020, 6:02 am
Open Up the PIPEs: Current Market Considerations Posted by Steve Amdur, Davina Kaile, and Brian McKenna, Pillsbury Winthrop Shaw Pittman LLP, on Friday, May 15, 2020 Tags: Capital formation, Listing standards, PIPE, Private equity, Public firms, Regulation FD, Regulation M, SEC, Securities regulation, Venture capital firms COVID-19’s Potential Impact on Venture Capital Investment Terms Posted by Rob Carlson… [read post]
27 Jan 2016, 11:50 am by Adam Weinstein
BDCs have stepped into a role that many commercial banks left during the financial crisis due to capital raising requirements. [read post]
13 May 2020, 8:55 pm by Anna Carrier (BE)
On 29 April 2020 we blogged that in the context of COVID-19 the European Commission published a legislative proposal for targeted amendments to the Capital Requirements Regulation (CRR). [read post]
12 Jul 2024, 5:00 am by Unknown
Someone who adds to their wages by putting money in the bank an earning some interest? [read post]
12 Sep 2023, 10:30 pm by Gregor Laudage
  How liquidity lines contribute to global financial stability In jurisdictions that ensure capital mobility, financial actors may transact in foreign units of accounts. [read post]
11 Aug 2020, 4:48 pm by Tom Smith
Fama explains why he welcomes the boom in passive investing and why he sees no problem in the high capital concentration at tech giants like Apple, Amazon or Microsoft. [read post]
27 Nov 2017, 7:39 am by Barbara S. Mishkin and Theodore R. Flo
” The old PPM specified that formal enforcement actions include orders and formal written agreements under 12 U.S.C. 1818(b), capital directives under 12 U.S.C. [read post]
4 Apr 2021, 2:12 pm by Stuart Kaplow
In the 1980s, the commercial real estate business in the U.S. faced a credit crisis when hazardous substance cleanup liability lawsuits caused banks to stop lending and the solution was a consensus standard for the Phase 1 environmental site assessment that had the effect of mitigating the risk to banks giving rise to the multi Trillion Dollar commercial mortgage backed security industry. [read post]