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21 Dec 2013, 9:57 pm
The firewall erected by the regulators acting pursuant to Section 619 allows for customer-oriented services, such as underwriting and market-making to facilitate capital formation for clients, risk-mitigating hedging activities to permit safe and sound operations, and fund management services for customers. [read post]
12 Apr 2019, 7:59 am
It is a subset of financial technology, or “FinTech,” which has transformed the banking world. [read post]
21 Jan 2020, 7:06 am
The database provides access to many of the CCH and Wolters Kluwer titles that you may be familiar with, such as Blue Sky Reporter, Federal Banking Law Reporter, and Wigmore on Evidence. [read post]
9 Jan 2024, 3:47 am
He created fake employees in the brewery's payroll system and directed their illegitimate paychecks to his personal bank accounts. [read post]
24 Aug 2017, 5:00 am
"We are working with experts at some of the best law firms in the country to provide our customers with exceptional thought leadership on issues affecting securities practitioners across a variety of businesses and industries," said Susan Chazin, Portfolio Director, Securities and Banking at Wolters Kluwer Legal & Regulatory U.S. [read post]
8 Aug 2023, 5:21 am
For example, some financial institutions did not provide the required pre-contractual information to consumers, and automatically increased the total amount of credit to include bank fees without collecting the customer’s explicit consent. [read post]
16 Jun 2014, 8:17 am
Immigration and Customs Enforcement’s Homeland Security Investigations. [read post]
16 Apr 2020, 3:35 am
The FCA recently recognised as an industry code the Lending Standards Board’s Standards of Lending Practice for Business Customers. [read post]
24 Aug 2012, 3:57 pm
The Durbin Amendment, a last-minute addition to the Dodd-Frank Act, drastically lowers swipe fees - the fee charged to merchants every time a customer pays with plastic - on debit cards issued by big banks, cutting into the banks' revenue while, presumably, lowering costs for merchants and therefore consumers. [read post]
6 Nov 2008, 12:00 am
Top photo: At the Citibank branch at 65th Street and Madison Avenue in New York City, a bank official caught a man in the act of allegedly looting customer accounts in May. [read post]
12 Apr 2009, 8:13 am
These banks pay insurance premiums to the FDIC to guarantee customer deposits. [read post]
8 Aug 2008, 4:46 am
Nor does its press release reflect an estimate of the costs to the company of the various provisions designed to make its retail and investment bank customers whole. [read post]
24 Sep 2008, 10:24 am
Some may be concerned about the financial condition of their bank, their brokerage firm, and the relationship with their financial advisors and counselors. [read post]
14 Nov 2018, 2:12 am
The report follows on from the FCA’s 2016 annual financial crime data return – in which over 2,000 firms (including all UK based banks and building societies), had to provide intelligence on the threats and trends they are facing. [read post]
16 Jan 2024, 9:36 am
The nature of customers and their behaviour, including when customers provide inconsistent or incorrect information, or their transaction volumes or patterns are not in line with those expected from the type of customer. [read post]
15 Aug 2023, 4:00 am
Bank Failure Resource Kit assembles Practical Guidance resources covering topics related to the recent bank failures. [read post]
3 Jun 2024, 10:00 pm
PRACTICAL GUIDANCE CUSTOMER EMAIL EDITION ON THE WEB Experience results today with practical guidance, legal research, and data-driven insights—all in one place. [read post]
23 Jan 2024, 5:00 am
PRACTICAL GUIDANCE CUSTOMER EMAIL EDITION ON THE WEB Experience results today with practical guidance, legal research, and data-driven insights—all in one place. [read post]
25 Nov 2012, 10:04 am
American authorities have set their targets specifically on UBS customers and other bankers who facilitate tax evasion via oversees accounts. [read post]
29 Aug 2023, 3:00 am
Banking Regulation in International Jurisdictions Access international guides addressing essential aspects of banking regulation law and policy. [read post]
