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30 Apr 2019, 1:28 pm
From June 1998 until June 2017 Leavitt was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. [read post]
20 Jan 2009, 5:30 am
"The selling-away that occurs in remote branch offices usually isn't happening at Merrill Lynch or Smith Barney," Joseph said. [read post]
2 Jul 2007, 9:48 am
Top administrative law scholars (Tom Merrill, Richard Pierce, Frank Cross, and Mark Seidenfeld) filed competing amicus briefs in the Watters case on the judicial deference question. [read post]
21 Apr 2009, 4:00 pm
Marc writes that The Great Rearranging Hits Wall Street when he says Indeed, the essential disappearance of the investment-banking industry--with all five of the major i-banks having either switched to less flexible and more regulated bank holding companies (Goldman, Morgan Stanley), been bought by bank holding companies with the aid of ample federal government subsidy (Bear Stearns, Merrill Lynch), or, er, filed for bankruptcy and disappeared (Lehman Brothers)--has left an absolutely… [read post]
22 May 2007, 12:19 am
Ltd and/or Merrill Lynch Pierce Fenner & Smith. [read post]
12 Oct 2006, 7:50 am
As scholars such as Tom Merrill have argued, decisions on a relatively collegial nine-member Court often owe a great deal to the nitty-gritty of the interpersonal dynamics on the Court. [read post]
7 Jan 2012, 12:35 pm
Popper previously worked for four financial firms, including Merrill Lynch Pierce Fenner & Smith Inc. and Workman Securities Corp. [read post]
30 Dec 2009, 9:08 am
For example, Lehman Brothers 100% Principal-Protected Notes were sold by firms such as UBS, Merrill Lynch, Smith Barney/Citigroup and Wachovia as safe investments, but they became worthless when Lehman declared bankruptcy. [read post]
13 May 2019, 4:00 am
In this episode, Nancy Merrill, a family lawyer and mediator, and now the President of the BC Law Society, talks about her vision for expanding alternative legal services in BC, and her hopes for change. [read post]
13 Apr 2007, 8:59 am
The issue will be on the ballot at Abbott Laboratories, AT&T, and Merrill Lynch on April 27. [read post]
24 Apr 2012, 6:39 am
Finally, the Court denied the petition filed by a former Merrill Lynch executive convicted of lying to a grand jury regarding a deal in which Enron was involved. [read post]
31 Oct 2012, 9:30 pm
image creditThe annual meeting of the Social Science History Association takes place this week, and the program (available for download here) includes some exciting legal history offerings:Debt, Credit, and the Constitution of Capitalism Chair: Malick Ghachem, University of Maine (Law) The Monetization of Everything: The Nature and Timing of the Transition to Capitalism in the United States -- Michael Merrill, Empire State College, SUNY (Labor Studies) Making Money: The Invention of an… [read post]
19 Feb 2009, 1:01 am
The derivative plaintiff alleged that BB&B executives unfairly benefited from receiving undisclosed profits from stock options based on award dates that were dialed back to low points in the company’s stock history.The Trial Court’s DismissalIn March 2006, BB&B was identified by two securities analysts, Merrill Lynch and Deutsche Bank, for backdating stock-option grants. [read post]
14 Aug 2007, 11:41 am
The issue concerns the liability of several large investment banks that knowingly participated in the fraudulent scheme with Enron ("scheme liability"), including Merrill Lynch, Credit Suisse First Boston, Barclays Bank, Royal Bank of Scotland, Royal Bank of Canada and Toronto-Dominion Bank. [read post]
6 Jan 2009, 12:15 am
The three decisions in Merrill Lynch, Bear Stearns, and Wachovia confirm, however, that courts will nonetheless actively scrutinize quickly made decisions under well-established principles before giving target directors the benefit of the business judgment rule. [read post]
2 Aug 2013, 11:07 am
Merrill Lynch & Co., 672 F.3d 482 (7th Cir. 2012), perhaps the leading post-Wal-Mart ruling certifying an employment discrimination disparate impact class claim for injunctive relief under Rule 23 (c)(4). [read post]
9 Mar 2009, 12:00 pm
Hayward, Chief Operating Officer, Global Equities Bank of America, Merrill Lynch & Co.James B. [read post]
6 Apr 2010, 7:18 am
Merrill Lynch, which was much easier for shareholders to meet than the Seventh Circuit’s standard. [read post]
1 Jun 2012, 5:06 am
Shaw, Merrill Lynch and JPMorgan Chase — and at least one is a former Securities and Exchange Commission regulator. [read post]
27 Dec 2010, 12:30 pm
Merrill Lynch, Pierce, Fenner & Smith Inc., 372 N.J. [read post]
