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17 Jun 2019, 1:29 pm by Rob Robinson
It has also been ranked among the Inc. 5000 Fastest Growing Private Companies, including No. 53 in 2016. [read post]
17 Jun 2019, 7:05 am by Staff Attorney
  From June 2014 until March 2016 Bastardi was registered with Securities America, Inc. [read post]
17 Jun 2019, 12:26 am by Nassiri Law
Further, workers wouldn’t be designated as either “employee” or “independent contractor,” but rather as something different – an entirely new category all their own that more closely aligns with the industry model. [read post]
16 Jun 2019, 1:01 pm by admin
In addition to Arizona, Aaron Brian Graham is registered in 11 other U.S. states, has spent 20 years in the securities industry, and has also been registered with the following firms: Raymond James Financial Services, Inc., St. [read post]
16 Jun 2019, 11:07 am
 PREVIOUSLY ON NEVER TOO LATENever Too Late 224 [Week ending 2 Jun] Following CJEU Syed ruling, Swedish Supreme Court establishes criminal liability through warehouse storage of copyright infringing goods | Opposition proceedings before the EUIPO: a lesson from the General Court | Sprint Electric v Potamianos: High Court finds an implied copyright assignment based on equitable title | Henry Carr J refuses Abbott's mitral valve preliminary injunction | Not quite "One in a… [read post]
15 Jun 2019, 12:55 pm by admin
Timothy Joseph Croak has spent 41 years in the securities industry, has been registered with UBS Financial Services Inc. in New York, NY since November 24, 2015, FINRA notes, and has also been registered with the following firms: Credit Suisse Securities LLC, New York, NY— January 17, 2003 until December 18, 2015Donaldson, Lufkin, & Jenrette Securities Corporation, Jersey City, NJ— May 22, 1990 until January 17, 2003Finally, it is important to… [read post]
14 Jun 2019, 2:11 pm by admin
Sullivan, FINRA notes, has also been registered with the following firms: Voya Financial Advisors, Inc., Palm Beach Gardens, FL— March 7, 2017 to September 16, 2017Securities America, Inc., Norwalk, CT— May 5, 2014 to October 21, 2016FSC Securities Corporation, Norwalk, CT— November 2, 2012 to May 8, 2014 Newbridge Securities Corporation, New York, NY— December 9, 2011 to June 21, 2012Maxim Group LLC, New York, NY— November 24,… [read post]
14 Jun 2019, 7:33 am by lbergeson@lawbc.com
Environmental Protection Agency (EPA) hosted the Green Chemistry Challenge Awards Ceremony, where four awards were given to academics, scientists, and business innovators across the industry sector. [read post]
14 Jun 2019, 6:19 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4648/securities-industry-commentator/Orange is the new black for Aequitas execs as Ponzi nightmare nears end-game with jail time (RIABiz.com by Oisen Breen)Puhlease tell me that it can't be this easy. [read post]
13 Jun 2019, 1:06 pm
Catch up with the latest developments in the IP world with the new edition of Never Too Late! [read post]
12 Jun 2019, 6:38 am by Kristian Soltes
Industry Developments SPOTLIGHT: With the New Common Buy Button, Don’t Look for a Payoff Any Time Soon, a New Report WarnsDigital Transactions News – June 10, 2019 The news that the major payment card networks will implement a standardized buy button later this year may have stirred hopes among issuers, merchants, and acquirers that the longstanding problems of rising e-commerce fraud and inconsistent checkout flows will finally be addressed. [read post]