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9 Oct 2008, 9:58 am
The special report shall contain an analysis of the current state of the regulatory system and its effectiveness in terms of overseeing the financial system and protecting consumers. [read post]
22 Jan 2019, 9:00 am
Investors also need to understand their obligations. [read post]
14 Jul 2010, 1:52 pm
., which describes itself as an investor advocacy group which does research related to shareholder issues and informs investors of securities class actions, settlements, judgments, and other legal related news to the stock/financial market, won the predictable race to the courthouse. [read post]
5 Jan 2011, 11:26 am
Accordingly, this rule will apply to general partners of private funds who have government pension plans as investors. [read post]
28 Nov 2011, 8:57 pm
It is in this way that FCMs have been able, with comparatively few exceptions, to ensure that customer deposits are completely protected from all losses an FCM may incur due to its own proprietary trading. [read post]
1 Feb 2010, 6:36 am
Khuzami announced plans to create five specialized units dedicated to particular areas of the securities industry and securities law. [read post]
28 Jul 2017, 8:03 am
(MWZM), on behalf of mortgage servicer Wilshire Credit Corporation (Wilshire), sent him a Notice of Default and Intent to Accelerate via certified mail. [read post]
9 Feb 2015, 7:10 pm
The November 14 memorandum directed the Secretaries of Homeland Security and State to solicit proposals from stakeholders and the public to modernize the legal immigration and visa system. [read post]
28 Nov 2008, 12:14 pm
You can separately subscribe to the IP Think Tank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: European Court of Justice raises bar for famous brand owners wishing to prove dilution: Intel Corporation v CPM United Kingdom (Managing Intellectual Property) (IPKat) (IPKat) (Class 46) RPX Corporation – Defensive patent aggregation club (Securing Innovation) (Patent Fools) (Patent Prospector) (Techdirt)… [read post]
16 May 2014, 8:19 am
Although an ERISA-protected plan will shield plan assets from creditors in a bankruptcy, there are no protections for the value of company stock in the bankruptcy. [read post]
29 May 2024, 10:30 pm
., a corporation, bank, or sovereign entity). [read post]
9 Jan 2023, 4:38 am
Husband and Wife had substantial securities assets, jointly investing in three separate brokerage accounts worth between $2 and $3 million. [read post]
23 Sep 2011, 9:43 am
My only concerns were to serve investors and to follow the law. [read post]
7 Apr 2024, 9:05 pm
One might say that it is easier for business managers and investors to focus only on the primary objective of short-term and long-term profits. [read post]
9 Aug 2014, 8:16 am
It focuses specifically on the effects of IFI leadership in shaping SWF organization and operation in developing states as it might relate, generally, to the broad governance themes of climate change, corporate governance of portfolio companies, environmental protection, ethical investing, global financial regulation, human rights, regulation of SWFs, renewable energy and sustainable development.[32] Part II briefly sketches the IFI’s interest in and approach to SWFs as a… [read post]
16 Jan 2023, 7:00 am
Income tax preparation services use the latest security measures to protect your information, so you can rest assured that your personal and financial information is safe. [read post]
6 Mar 2020, 6:51 am
KEY POINTS FOR TRADERS A banking licence is not required for an investor to lend to a UK corporate. [read post]
17 Oct 2021, 10:53 am
In making his announcement, Gensler said that he believes the agency has “an opportunity to strengthen the transparency and quality of corporate financial statements as well as the accountability of corporate executives to their investors. [read post]
19 May 2021, 3:00 am
She noted a forthcoming study that suggests the new Gen Z & Millennial investors who’ve recently entered the market might coalesce around ESG issues and drive greater corporate accountability. [read post]
14 Sep 2023, 9:05 pm
The Labor Department also wrote in its agenda that the rule will evaluate existing exemptions to better protect employee benefit plans and IRA investors. [read post]
