Search for: "Securities Investor Protection Corporation"
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11 Dec 2009, 11:00 am
The SEC and CFTC are authorized to engage in information sharing arrangements with foreign regulators consistent with the public interest and the protection of investors and counterparties. [read post]
10 Dec 2009, 6:09 am
The stated purpose of the CRARA was to "improve ratings quality for the protection of investors and in the public interest by fostering accountability, transparency, and competition in the credit rating agency industry. [read post]
10 Dec 2009, 2:09 am
Act 1996 Prevention of Crime Act 1953 Prison Security Act 1992 Protection of ... [read post]
9 Dec 2009, 9:37 am
The SEC complaint also alleged that Rockford had reassured investors that it was a member of the Securities Investor Protection Corporation (SIPC), providing up to $4 million of insurance to cover customers' claims. [read post]
9 Dec 2009, 8:00 am
Primary materials for this case may be found on the DU Corporate Governance web site. [read post]
8 Dec 2009, 1:58 am
The proposed class period is not limited solely to the claims of investors who purchased their Siemens securities on the NYSE. [read post]
7 Dec 2009, 10:54 am
Page Perry’s attorneys are actively involved in representing institutional and corporate investors. [read post]
7 Dec 2009, 5:00 am
Moreover, within 180 days of enactment, the Commission "shall issue" rules that provide for access "under terms and conditions as the Commission determines are in the interests of shareholders and for the protection of investors. [read post]
7 Dec 2009, 3:00 am
An Empirical Analysis, Research Paper (2008) examined the state of formation choices for limited liability companies and reached the conclusion, among others, that LLC's are migrating away from states that offer lower levels of protection for minority investors, which struck me as counter-intuitive because the majority owners presumably have more say in the matter. [read post]
4 Dec 2009, 6:31 am
In addition to using risk management “defensively†to protect the company, the board should consider whether the company is properly positioned to take risks for the sake of growth and development. [read post]
3 Dec 2009, 9:07 pm
Government decided not to provide financial aid to Lehman Brothers, a major financial entity, which eventually filed for bankruptcy protection[7]. [read post]
3 Dec 2009, 2:35 pm
After generations in which investors, the government and corporate America had relied upon the ethical standards of the private accounting profession to keep businesses honest in their financial records, Congress decided it was time to make this a public - or, at least, a quasi-public - function. [read post]
3 Dec 2009, 5:00 am
CORPORATE GOVERNANCE. [read post]
2 Dec 2009, 9:00 pm
Rothstein is alleged to have laundered the funds from the scheme through corporations, contributions and large bonuses and gifts to employees. [read post]
1 Dec 2009, 10:57 pm
The Investor Protection Act also terminates the inclusion of mandatory arbitration in contracts in the event that investors wish to file securities fraud claims. [read post]
1 Dec 2009, 4:30 pm
The Investor Protection Act passed the Financial Services Committee and could be voted on by the full House in December as part of overall financial reform. [read post]
29 Nov 2009, 11:59 pm
The delayed filings are a shift from the previously common practice of pursuing a securities fraud class action days or weeks after a stock-price decline caused investor losses. [read post]
29 Nov 2009, 11:47 pm
Why Russian Corporate Law is Different? [read post]
29 Nov 2009, 11:30 am
Regardless of whether the Investor Protection Act becomes law, it appears that say-on-pay activism in one form or another will continue to gain momentum with shareholders in the current environment. [read post]
27 Nov 2009, 1:23 am
The delayed filings are a shift from the previously common practice of pursuing a securities fraud class action days or weeks after a stock-price decline caused investor losses. [read post]
