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22 Jul 2008, 10:36 pm
SOX set up the Public Company Accounting Oversight Board ("PCAOB") to create better auditing standards and police the quality of such standards. [read post]
19 Apr 2010, 2:37 pm
MBNA Bank. [read post]
10 Nov 2016, 8:29 am
Steven Burrill was using his venture capital fund as a persona piggy bank and the fund’s auditor failed to do anything when it saw the red flags. [read post]
29 Dec 2013, 12:56 pm
However, states such as Illinois (see above) already require a reasonable standard of care when storing, transmitting or disclosing biometric information. [read post]
25 Nov 2008, 1:15 pm
WAMU was a publicly traded financial services company that offered banking, mortgage lending and other services. [read post]
25 Sep 2010, 8:17 am
Union Bank v. [read post]
31 Aug 2022, 6:31 am
-listed companies and foreign private issuers to provide more in-depth and standardized climate-related information in their registration statements and annual reports. [read post]
17 Aug 2012, 9:01 am
One of the hallmarks of the derivatives market regulatory reforms under Title VII of the Dodd-Frank Act is the requirement that standardized swaps be subject to central clearing. [read post]
8 Jul 2011, 9:14 pm
Related Web Resources: FDIC allows seizure of failed bank execs' pay, Pittsburgh Live/AP, July 7, 2011 F.D.I.C. [read post]
13 Sep 2012, 5:29 am
Setting-up private bank accounts or bank accounts in your children's names. [read post]
31 Aug 2022, 6:31 am
-listed companies and foreign private issuers to provide more in-depth and standardized climate-related information in their registration statements and annual reports. [read post]
18 Jun 2019, 1:25 pm
” First, the court found that the FTC’s calculation—based solely on bank records—was unreasonable. [read post]
12 Nov 2009, 1:14 am
Secondly, the ECJ declined to classify the transfer as a "banking, financial or insurance transfer" and, therefore, the exemptions under Article 13B could not be applied. [read post]
11 Nov 2009, 9:43 am
In early 2007, the National Accounting Standards Board (NASB) announced that auction rate securities should be treated as short-term investments rather than cash equivalents that could be treated as available cash on balance sheets. [read post]
21 May 2012, 10:55 am
If you think the big bad investment banks' standard playbook is to enrich their banking clients at the expense of poor powerless issuers by underpricing IPOs, then Facebook is a rare case of an issuer with the clout to set the pricing terms. [read post]
3 Feb 2009, 1:40 am
The Standard & Poor's 500 Pharmaceutical Index, including Pfizer and 12 other companies, rose 0.7 percent today. [read post]
6 Aug 2014, 2:34 pm
In one case, more than a million dollars was taken from a bank account. [read post]
11 Dec 2014, 3:26 pm
It is a blunt tool, perhaps, but a vital one in making plain to all the regulated firms the consequences for those who fail to meet FCA standards. [read post]
8 Nov 2013, 4:14 pm
In the letter, the resolution authorities expressed support for the adoption of changes to ISDA's standard documentation to provide for short-term suspension of early termination rights and other remedies in the event of a G-SIFI resolution. [read post]
28 Oct 2015, 12:08 am
How to increase the legitimacy standards in the absence of a global demos(oi)? [read post]