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3 Jun 2019, 2:11 pm
My colleagues and I are particularly focused on ensuring that our teachers, veterans, and active duty military, who often leave financial planning to others, know the financial services they are getting, what they are paying for those financial services, and to call us if something doesn’t seem right. [read post]
2 Feb 2023, 6:56 pm
Our Skilled Annuity Fraud Lawyers Represent Northstar Financial Services (Bermuda) Investors Mexico Investors File FINRA Lawsuit Accusing Truist Investment Services of Overconcentration Once again, Shepherd Smith Edwards and Kantas (investorlawyers.com) have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Truist Investment Services over losses suffered by investors in Northstar Financial Services… [read post]
10 Nov 2011, 1:13 pm
For financial abuse questions: (888-303-3297) Callers to this number will speak with an adult protective services professional about elder financial abuse and strategies for keeping themselves or older loved ones independent. [read post]
25 Oct 2013, 3:06 pm
New Jersey has recently enacted the Security and Financial Empowerment Act ("SAFE Act"). [read post]
12 May 2023, 5:31 pm
It grants the Financial Services Commission’s (“FSC”) authority to supervise and inspect VASPs. [read post]
22 Dec 2021, 1:03 pm
Bankruptcy is usually the last resort for people in Minnesota who have gotten into a financial hole. [read post]
23 Jul 2024, 4:10 am
E-Billing Electronic billing systems that automate the submission, review and approval of invoices from law firms and other legal service providers. [read post]
3 Feb 2015, 2:59 pm
Hanauer & Co from 12/2008 – 09/2008, Summit Brokerage Services from 09/2009 – 08/2010 and Liberty Partners Financial Services 08/2010 – 11/2013. [read post]
6 Dec 2013, 1:42 pm
My current project analyzes the responsibility of lawyers for the financial crisis through their involvement in the preparation of offering documents for mortgage-backed securities and related financial products. [read post]
3 Nov 2020, 3:35 am
The Guideline provides an overview of services and tools available to financial institutions that can be used to map, analyse and counteract deforestation related to their financial activities. [read post]
29 Oct 2022, 7:56 am
” 750 ILCS 5/503(l) The only reason a court would NOT appoint a financial expert is if the parties cannot afford that financial expert’s services. [read post]
10 Mar 2011, 1:52 am
” Any consumer who uses credit for purchasing goods and services is renting money. [read post]
23 Oct 2020, 11:00 am
The latest suspension is the result of a FINRA investigation alleging that between August 2015 and April 2017, while employed by Network 1 Financial Services Inc., Vildzius excessively traded the accounts of two customers. [read post]
23 May 2017, 8:50 am
Countrywide uses a nationwide network of certified counselors to provide service. [read post]
21 May 2018, 1:41 pm
FinCEN has taken steps to clarify and refine implementation of the CDD Rules, issuing (1) FAQs on April 3, 2018 and (2) a ruling on May 16, 2018 providing covered financial institutions with a limited 90-day exceptive relief from the obligations for financial products and services that are subject to automatic renewals, provided such products were established before May 11, 2018. [read post]
26 Jun 2011, 3:28 pm
Legislation repealing a provision of Dodd-Frank that would require public companies to disclose their median annual total compensation of all employees was reported favorably out of the House Financial Services Committee to the full House. [read post]
14 Jun 2019, 2:09 pm
Should that happen, you will have to deal with logistical consequences (i.e. service being turned off, insurance lapsing, account being sent to collections, etc.) [read post]
8 May 2019, 12:36 pm
This post is based on Chairman Clayton’s recent testimony before the Financial Services and General Government Subcommittee of the U.S. [read post]
3 Jul 2014, 4:17 pm
However, these new servicers have less stringent regulatory and financial requirements than banks, so, as part of a review of problems identified with one such servicer, the Office of Inspector General (OIG) assessed the Federal Housing Finance Agency’s (FHFA or Agency) controls to ensure the Enterprises monitor nonbank special servicer performance and mitigate related risks. [read post]
14 Mar 2023, 11:50 am
At Briskman Briskman & Greenberg, our dedicated Illinois dog bite lawyers have decades of experience helping victims hold owners financially accountable for the injuries their dogs have inflicted. [read post]
