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20 Jan 2011, 7:02 am
Dodd-Frank was signed into law on July 21, 2010, and the "Designated Transfer Date" or "DND" is July 21, 2011. [read post]
19 Jan 2011, 12:28 pm
"“The GAO concluded that a new layer of regulation is not needed for financial planners, since they are already subject to regulation by state securities, insurance or banking regulators. [read post]
19 Jan 2011, 11:53 am
The recommendations also identify indicia of permitted activities that will help prevent banking entities from migrating proprietary trading activities into areas of the banking entity that otherwise conduct permitted activities. [read post]
18 Jan 2011, 7:30 pm
With all the Dodd-Frank costs and expenses that are being heaped on banks in the name of "reform," spending more money to protect customers from being victimized by they're own gullibility and risky behavior is a proposal that might not make it out of the starting gate at many institutions. [read post]
18 Jan 2011, 1:59 pm
The goal is to "build rapport with customers, and they come back to you just as they would in a branch," according to Frank Eliason, Citigroup's senior vice president of social media. [read post]
18 Jan 2011, 8:12 am
Our analysis included, in the wake of Dodd-Frank, an assessment of company efforts to keep conflict minerals out of their products. [read post]
17 Jan 2011, 7:51 pm
Only a relatively few federal (and no state or "provincial" banks) banks. [read post]
17 Jan 2011, 4:53 pm
With the advent of 2011, a new EU regulatory framework for securities and banking has been born, including a European Systemic Risk Board similar to the Financial Stability Oversight Council created by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
15 Jan 2011, 3:23 pm
The existence — the public existence — of, say, Frank Sinatra and Sammy Davis, Jr. proves to them that America is still the land of opportunity and that inequalities vanish before the determined will. [read post]
15 Jan 2011, 9:40 am
Subprime Virus chronicles the rise and fall of the subprime market and the regulatory (non) response, from the Clinton Administration through the 2007/2008 financial crisis, the bailout and the Dodd-Frank reform legislation. [read post]
15 Jan 2011, 6:16 am
Generally, joint bank accounts should be discontinued and divided. [read post]
14 Jan 2011, 2:29 pm
These cases have brought to light some practices by the foreclosure and debt collection industries which are, to be frank, appalling. [read post]
14 Jan 2011, 9:48 am
Dodd-Frank, of course, chose to double down on resolution authority, and Skeel thinks that bankruptcy is the better way to handle bank restructurings. ... [read post]
14 Jan 2011, 6:44 am
Goldman Sachs Group Inc. and Bank of America Merrill Lynch are giving financial advice to TPG and Leonard Green. [read post]
14 Jan 2011, 1:44 am
Frank Santa, 51, Boca Raton, Florida, a loan broker and owner and operator of Palm Beach Business Consultants (PBBC), a loan brokerage business specializing in obtaining fraudulent business loans for clients with poor credit histories; Daniel Agudelo, 34, Royal Palm Beach, Florida, a Small Business Banker at Fifth Third Bank; Christopher Brooks, 34, Tamarac, Florida, an Assistant Vice President at Bank of America; Macario Deguzman, …Read More... [read post]
12 Jan 2011, 4:57 am
In the Dodd-Frank.com Blog, Steve Quinlivan of Leonard, Street & Deinard notes that the SEC has delivered its first "supervisory controls" report required under Section 961 of Dodd-Frank to the Senate Banking Committee [read post]
11 Jan 2011, 1:19 pm
The Consultation focuses on measures for banks and investment firms. [read post]
10 Jan 2011, 4:34 pm
The securities industry has asked the SEC and other federal financial regulators to implement the Volcker provisions of Dodd-Frank in a manner that is firmly grounded in market realities. [read post]
10 Jan 2011, 10:39 am
Morgan Stanley's in-house quantitative trading unit will become an independent firm, PDT Advisors, by the end of 2012 - as investment banks move to spin off such groups in the wake of Dodd-Frank. [read post]
9 Jan 2011, 10:50 pm
Dodd-Frank, of course, chose to double down on resolution authority, and Skeel thinks that bankruptcy is the better way to handle bank restructurings. [read post]
