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26 Nov 2009, 5:00 am
In the meantime, the bill and a summary are posted at the DU Corporate Governance web site. [read post]
25 Nov 2009, 6:47 am
Finally, look at the types of business entities: * C Corporation * S Corporation * Professional Corporations (PC) * Limited Liability Company (LLC) * General Partnership * Limited Partnership * Limited Liability Partnership (LLP) * Sole Proprietorship * Trust Yes, there is a right time to get the real security of a business entity. [read post]
23 Nov 2009, 1:22 pm
Nov 23: A supplemental petition submitted to the Securities and Exchange Commission by a broad coalition of 20 institutional investors explains that "it's impossible for investors to adequately assess the risk to their investment money if companies don't tell them how much climate change and its impacts might affect their financial performance. [read post]
23 Nov 2009, 1:16 am
" In a November 21, 2009 editorial in The Buffalo News (here), Schonbrun takes on the plaintiffs' securities class action bar, asserting that class action securities litigation is "skimming hundreds of millions of dollars from investors in U.S. corporations. [read post]
22 Nov 2009, 9:18 am
Second, current budget problems are forcing states to cut back on the cost of police protection. [read post]
20 Nov 2009, 1:11 pm
We've covered many of the more significant ones: click here to read about Congressman Paul Kanjorski's Investor Protection Act, Private Fund Investment Advisers Registration Act, and Federal Insurance Office Act; and click here to read about Senator Specter's Anti-Twombly Act and Anti-Stoneridge Act. [read post]
20 Nov 2009, 6:37 am
Presented by: Business and Corporate Litigation Committee and The Committee on the Federal Regulation of Securities Moderator: Rolin P. [read post]
20 Nov 2009, 5:20 am
There is more and more interest in secondary markets developing for otherwise illiquid securities given the limited opportunity for vc's and private equity investors to find viable exit strategies these days. 6. [read post]
19 Nov 2009, 6:26 am
The proposed new resolution authority could potentially apply to any US financial company and its covered subsidiaries (that is, all US subsidiaries other than insured depository institutions, insurance companies or broker-dealers that are members of the Securities Investor Protection Corporation), if certain financial distress and systemic risk determinations are made. [read post]
18 Nov 2009, 3:38 pm
Airline unions say the industry has become dysfunctional, with companies, investors, employees, and passengers all suffering. [read post]
17 Nov 2009, 6:05 am
Many observers say, while there are some long-term value holders, many of these investors are driven by the goal of short-term performance in their portfolios, engage in relatively short-term trading strategies and have little interest in corporate creation of long-term economic value by the corporations whose securities they own and trade. [read post]
16 Nov 2009, 8:00 am
Through his investment scheme, he used the investors' funds to pay for his personal expenses and lifestyle. [read post]
16 Nov 2009, 1:16 am
Simply put, insurance alone may be insufficient to fully protect against liability exposures under the federal securities laws. [read post]
15 Nov 2009, 10:16 am
The task of mitigating this clash falls on the shoulders of regulators at the Securities and Exchange Commission and the Financial Accounting Standards Board. [read post]
14 Nov 2009, 5:00 am
First, the misstatements were not made in connection with an offer or sale of securities, but to induce investors to purchase a newsletter. [read post]
13 Nov 2009, 6:28 pm
According to a standard account, investors will not purchase, or at least not pay as much for, securities of firms incorporated in states that cater too excessively to management. [read post]
13 Nov 2009, 6:11 am
Such a rule provides seemingly sensible, indeed necessary, protection in a system which relies on attracting private citizens to serve as corporate directors and oversee the management of the multiplicity of business corporations which fuel our economy. [read post]
12 Nov 2009, 7:20 am
Opponents of full opt-out frequently relied on the premise that other SEC prescriptive rules do not permit any form of opt-out and the Securities Exchange Act of 1934 itself contains an anti-waiver provision. [read post]
11 Nov 2009, 6:33 am
Specifically, within, 180 days of enactment, the SEC must issue rules permitting the use by shareholders of management proxy solicitation materials for the purpose of nominating individuals to the board of directors, under such terms and conditions as the Commission determines are in the interest of shareholders and the protection of investors. [read post]
10 Nov 2009, 12:46 pm
”[3] Illinois asserted two interests: protection of resident shareholders and regulation of the internal affairs of Illinois corporations. [read post]
