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3 Oct 2017, 6:00 am by Doug Cornelius
Lynn Tilton and her firm, Patriarch Partners, are known for their high-risk, high-return investments in distressed companies. [read post]
14 Oct 2014, 5:06 am by Kevin LaCroix
For IPO companies, the defendants “will argue that their founding corporate documents told shareholders what to expect. [read post]
23 Aug 2021, 3:15 am by Liz Dunshee
The complaint says that “an Investment Company is an entity whose primary business is investing in securities. [read post]
15 Nov 2017, 12:34 pm
Com­panies may offer securities to the public only after filing a registration statement, which must contain information about the company and the security for sale. [read post]
2 Dec 2023, 8:24 am by Chip Merlin
(‘FP’ after this), against Defendant O’Leary, and his company, ProBuilders of the Carolinas, Inc. [read post]
11 Oct 2007, 5:15 am
The indictment alleges that the actions of the defendants- which include engaging in securities fraud, lying to auditors, and “cooking” the company books- resulted in hundreds of millions of dollars in investor and creditor losses. [read post]
16 Jun 2020, 2:18 pm by Kevin LaCroix
John Reed StarkIs a company’s post-breach forensic report subject to discovery in subsequent breach related litigation? [read post]
16 Jan 2024, 4:41 pm by Hugh D. Berkson
In that case, you and your securities and investment fraud lawyer must prove four criteria to file a successful lawsuit and recoup losses: The defendant owed you a fiduciary duty; The defendant violated this fiduciary duty by failing to act in your best interests; You suffered financial losses; and, Your financial losses were directly caused by the breach of fiduciary duty. [read post]
21 May 2010, 4:34 am by Sean Wajert
Securities & Exchange Comm’n, 320 U.S. 708 (1943) and the Rule of Necessity. [read post]
7 Aug 2009, 8:43 am
In Stoneridge, a divided Court held that §10(b)'s private right of action did not reach two vendors of a cable company that entered into sham transactions with the company knowing that it would publicly report the transactions in order to inflate its stock price. [read post]
7 May 2019, 1:01 pm by Cannabis Law Group
Some companies have successfully secured copyrights to certain materials, and there are California copyright and trademark laws as well, such as 14200 et seq. [read post]
24 Jul 2012, 6:15 am
Wyndham Hotels' data security failures led to fraudulent charges of over $10 million on consumers' accounts. [read post]
26 Jun 2008, 8:36 pm
The operating results with respect to the corporation's cash logistics business were apparently so at variance with its public reporting that defendant Stephan Cretier, the Chairman of the Board of Garda World Security Corporation and its largest individual shareholder, threatened Richard Irvin and other top executives of the company at a meeting in late November 2007, that if any of them leaked the true facts, he would use the corporation's security… [read post]
13 Dec 2015, 9:32 pm by Cody M. Poplin
    Employment Announcements (More details on the Job Board) Director, Cyber Security Risk Company: Good Harbor Security Risk Management, LLC, is a boutique consulting firm that advises senior corporate executives, Boards, government leaders, and investment professionals on cyber security risk management. [read post]
13 Dec 2011, 9:52 am by Steve Szentesi
For more information about Jessica and her experience see: Jessica Forman ____________________ Hakemi & Company Law Corporation is a Vancouver-based law firm with a focus on civil litigation and regulatory proceedings, particularly in the areas of securities and competition/antitrust law. [read post]
11 Mar 2014, 9:00 am by Jason M. Knott
  This right, as the Delaware Supreme Court has written, “allows corporate officials to defend themselves in legal proceedings secure in the knowledge that, if vindicated, the corporation will bear the expense of litigation. [read post]
13 Apr 2017, 10:54 am by Karen Gullo
“GEMSA may not like what we’ve said about its patent, but we will defend our right to express our constitutionally protected opinion. [read post]
18 Apr 2010, 3:05 pm by Robin Mashal
SEC's complaint alleges that Goldman Sacks sold securities based on risky mortgage investments without disclosing to buyers that hedge fund Paulson & Co. who had influence in the selection of profolio, was betting the securities would fail. [read post]