Search for: "DIVISION OF RISK MANAGEMENT"
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12 Jan 2012, 10:55 am
Willan hired Daniel Mohler to manage the investment sales. [read post]
12 Jan 2012, 10:00 am
James, M.D., director of the NIDDK's Digestive Diseases and Nutrition Division. [read post]
12 Jan 2012, 2:00 am
This information generally is included in registrants’ disclosures about risk factors, qualitative and quantitative market risks, and management’s discussion and analysis. [read post]
10 Jan 2012, 3:00 am
With such widespread dissemination, the risk to consumers is enormous. [read post]
9 Jan 2012, 1:05 pm
On Friday, January 6, 2012, the SEC Division of Corporation Finance issued Disclosure Guidance: Topic No. 4 (European Sovereign Debt Exposures) regarding disclosure relating to registrants' exposures to risk of debt to certain European countries. [read post]
9 Jan 2012, 7:43 am
The other risk management disclosures include how management is monitoring and mitigating exposures to the selected countries, including any stress testing performed and the effects of indirect exposure in the analysis of risk. [read post]
9 Jan 2012, 5:48 am
Other Risk Management Disclosures a. [read post]
8 Jan 2012, 5:06 pm
©2012 Amaxx Risk Solutions, Inc. [read post]
8 Jan 2012, 1:59 am
The two children did not have any other common risk factors. [read post]
6 Jan 2012, 9:02 pm
This dispute is, at its core, a fundamental test of historic questions about federalism — that is, the roles of federal vs. state governments in managing election processes. [read post]
6 Jan 2012, 12:23 pm
The Department of the Interior, which manages the country’s national parks, will lead the way with 12,000 positions in various wildlife refuges, environmental restoration projects and tribal lands. [read post]
6 Jan 2012, 9:37 am
Six billion dollars sounds like a lot, but the top 25 U.S. hedge fund managers made $22 billion last year. [read post]
6 Jan 2012, 4:02 am
The effect of the settlement on that case, pending in the United States District Court for the Southern District of the Western Ohio Division, is unclear. [read post]
5 Jan 2012, 12:46 pm
” The Bureau in general views senior management support as one of five key elements of an effective compliance program. [read post]
5 Jan 2012, 5:00 am
The staff hopes that sharing observations from its recent review of RIAs’ use of social media as well as its suggestions regarding factors that firms may wish to consider is helpful to firms in strengthening their compliance and risk management programs. [read post]
4 Jan 2012, 10:23 pm
Per Robert Kaplan, co-head of the asset management unit of the S.E.C’s enforcement division: Fraudsters are quick to adapt to new technologies to exploit them for unlawful purposes. [read post]
4 Jan 2012, 12:17 pm
Morgan Investment Management Inc. [read post]
3 Jan 2012, 9:21 pm
Susan Mangiero offers independent risk management and valuation consulting, litigation support and training. [read post]
30 Dec 2011, 9:06 pm
DePuy has engaged a risk management company, Broadspire, to deal with patient's medical claims. [read post]
30 Dec 2011, 5:15 am
And Defendant’s human resources managers testified that Employment Case Managers in each of Defendant’s San Diego, Orange County, and Los Angeles locations adhered to this policy by rounding their hours worked to the nearest quarter hour and entering that figure on a daily basis into an electronic time sheet on Defendant’s computer system. [read post]
