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8 Jan 2011, 7:23 am
Patent No. 5,623,601 entitled APPARATUS AND METHOD FOR PROVIDING A SECURE GATEWAY FOR COMMUNICATION AND DATA EXCHANGES BETWEEN NETWORKS and owned by Network Protection Sci., LLC. [read post]
5 Feb 2016, 6:22 am
Katz, Wachtell, Lipton, Rosen & Katz, on Monday, February 1, 2016 Tags: Board composition, Board dynamics, Board independence, Board turnover, Boards of Directors, Compliance & ethics, Conflicts of interest, Corporate culture, D&O insurance, Director compensation, Director liability, Diversity, External auditors, Fiduciary duties, Indemnification, Inside information, Insider trading, Management, Risk, Risk management,Securities Regulation, Shareholder… [read post]
17 Mar 2017, 6:00 am
Davison, WilmerHale LLP, on Wednesday, March 15, 2017 Tags: Broker-dealers, Deregulation, Dodd-Frank Act, FCPA, Fiduciary rule, Insider trading, Money laundering, SEC, SEC enforcement, Securities enforcement, Securities litigation, Securities regulation, Whistleblowers Super Hedge Fund Posted by Sharon Hannes, Tel Aviv University, on Wednesday, March 15, 2017 Tags: Hedge funds, Incentives, Institutional Investors, Institutional monitoring,… [read post]
30 Mar 2018, 4:17 am
For example, a deal may be closing that requires a corporation or LLC. [read post]
11 Oct 2018, 10:00 am
In 1935, the American Social Security system was created. [read post]
22 Jun 2012, 1:26 pm
Chiesa set the stage for AG enforcement action against mobile application (app) developers with his lawsuit against app developer 24 x 7 Digital, LLC. [read post]
17 Apr 2012, 1:43 pm
, Institutional Investor Securities Blog, February 25, 2012 Investor Complains to FINRA About Behringer Harvard Holdings, LLC-Related Real Estate Investment Losses, Institutional Investor Securities Blog, January 24, 2012 David Lerner & Associates Ignored Suitability of REITs When Recommending to Investors, Claims FINRA, Stockbroker Fraud Blog, June 8, 2011 [read post]
17 Dec 2008, 5:18 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
17 Jun 2013, 9:18 am
Lube-Tech also had not alleged it had security measures or a computer-use policy. [read post]
8 May 2014, 12:44 pm
Certain Unknown Traders in the Securities of H.J. [read post]
7 May 2024, 9:31 am
As artistic director of his LLC, Thomas would utilize his law degree to negotiate favorable contracts to secure acting and violinist jobs, and would also rely on the knowledge gained as part of his bachelor’s degree program in English Literature with Shakespeare Studies when auditioning for acting roles. [read post]
29 May 2021, 1:33 am
In Coral Springs, Florida, Dellaporta was registered with Fusion Analytics Securities LLC from August 2015 until August 2018. [read post]
29 May 2021, 1:33 am
In Coral Springs, Florida, Dellaporta was registered with Fusion Analytics Securities LLC from August 2015 until August 2018. [read post]
28 Nov 2022, 10:25 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
31 Jan 2023, 7:28 am
FINRA was reportedly investigating Craffy’s potential conversion of customer money, loans or gifts from customers, active trading in customer accounts, and failure to fully disclose certain Outside Business Activites (OBAs). [read post]
3 Sep 2019, 7:46 am
Third Point, which invests roughly $15 billion in securities around the world and is run by billionaire investor Daniel Loeb, will pay a civil fine of $609,810, the department said. [read post]
7 Oct 2014, 5:30 pm
Privacy & Connected Devices – Kristina Eastham of Mintz Levin on the firm’s blog, Privacy & Security Matters Client Development: 3 Statistics Showing Why It Is More Challenging Today – Dallas, Texas lawyer coach Cordell Parvin on the Cordell Parvin Blog High Times in Trade Secrets – Los Angeles lawyer Anthony Orler of Seyfarth Shaw on the firm’s blog, Trading Secrets For more of the best, check out LXBN, a complete review of… [read post]
2 Aug 2023, 10:39 am
The funds would apply a 10 percent to 12 percent factor much like some federal courts do in securities class actions. [read post]
1 Oct 2015, 12:52 pm
Alaskasland.com, LLC v. [read post]
22 Jun 2023, 8:54 am
By taking proactive measures, you can navigate the market confidently and safeguard your financial well-being.The White Law Group, LLC is a well-established law firm specializing in national securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
