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24 Dec 2007, 4:42 am
” In re Sterling Financial Corp. [read post]
21 May 2010, 12:26 pm
andnbsp;Several of the brokers involved came to Westpark from broker-dealers that had lengthy disciplinary records and that FINRA has expelled from the securities industry, such as Stratton Oakmont, Inc., LH Ross andamp; Co., Salomon Grey Financial Corp. and Continental Broker-Dealer Corp. [read post]
26 Mar 2018, 5:05 am
Enlarge / Ray Ozzie, former chief software architect at Microsoft Corp., speaks during the Microsoft Professional Developers Conference in Los Angeles, California, on Tuesday, Oct. 28, 2008. [read post]
20 Apr 2012, 2:52 pm
Securities and Exchange Commission has granted a request by Staples Inc. to exclude a binding proxy access proposal filed by Norges Bank Investment Management. [read post]
6 Mar 2010, 8:55 am
Corp., 11 NY3d 757, 758, 896 N.E.2d 75, 866 N.Y.S.2d 592 wherein The Court held; "As our holding in Outar v City of New York indicates, "falling object" liability under Labor Law § 240 (1) is not limited to cases in which the falling object is in the process of being hoisted or secured... [read post]
19 Sep 2014, 1:50 pm
On that point, the defendants can draw powerful support from the decision in Lampf, which specifically described Section 13’s three-year period as one “of repose,” as well as the Court’s 2014 decision in CTS Corp. v. [read post]
22 Dec 2015, 6:00 am
The risk is that there is no market to resell the security. [read post]
15 Apr 2010, 10:47 am
Fox News is reporting that the journalist was Siobhan Gorman, who worked at the time for the Baltimore Sun and is now a reporter with The Wall Street Journal, which is published by Fox parent corporation News Corp. [read post]
31 Jul 2023, 9:05 pm
The case, Alpine Securities Corp. v. [read post]
30 Dec 2008, 6:13 am
Yes, the U.S. government is now part owners of GMAC, but I don't see that as a good thing.Here is an odd thought--why can the government buy risky, near junk status, stocks in failing companies and that is OK, but won't put a portion of Social Security funds into say better performing stocks? [read post]
14 Jul 2014, 8:22 am
The Lockheed Martin Corp F-35 fighter jet is America’s newest warplane. [read post]
15 May 2023, 2:38 am
A curated weekday guide to major national security news and developments over the weekend. [read post]
25 May 2010, 12:41 pm
Operating Corp., 486 U.S. 800, 808-09 (1988). [read post]
23 Jan 2015, 1:46 pm
January 23, 2015 Guest post by Mark Nicholson, Kelley McKinnon, Davit Akman & Zoe Pallare (Gowlings) On Jan. 22, 2015, the Supreme Court of Canada released the long anticipated decision in Tervita Corp. v. [read post]
2 Jun 2015, 2:18 pm
In Pepi Corp. v. [read post]
22 Apr 2015, 7:15 pm
Nvidia Corp. 14-975Issue: Whether Item 303 of Regulation S-K forms the basis for a duty to disclose otherwise material information for purposes of an omission actionable under Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 as the Second Circuit recently held in direct conflict with the Ninth Circuit's holding in this case. [read post]
CULTURE OF CORRUPTION: Democrat donor gets federal health policy slot despite conflicts of interest…
15 Aug 2011, 7:59 am
Judith Faulkner, founder and CEO of Epic Systems Corp., secured a seat on a panel charged with recommending how $19 billion in stimulus money dedicated to health IT be spent.” [read post]
2 Dec 2011, 5:32 pm
United States Credit Suisse Securities LLC v. [read post]
7 May 2009, 2:17 pm
Give the Securities and Exchange Commission and its new chairman, Mary Schapiro, credit where it is due. [read post]
14 May 2015, 6:48 am
FINRA further alleged that Johnson disclosed to his customers confidential material nonpublic information concerning a prospective offering of shares of ChromaDex Corp. stock (OTCBB: CDXC) without the requisite permission from his firm. [read post]
