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14 May 2021, 8:40 pm by Simon Lovegrove (UK)
On 12 May 2021, the European Banking Authority (EBA) published a report on convergence of supervisory practices in 2020. [read post]
30 Apr 2021, 8:45 pm by Matthew Gregory (UK)
On 29 April 2021, the European Banking Authority (EBA) issued a consultation paper on draft regulatory technical standards (RTS) specifying the types of factors to be considered for the assessment of appropriateness of risk weights and the conditions to be taken into account for the assessment of appropriateness of minimum loss given default (LGD) values for exposures secured by immovable property. [read post]
8 Jul 2020, 8:55 pm by Jochen Vester (UK)
Common criteria is set out that is designed to provide clarity on the supervisory and regulatory expectations regarding the treatment of COVID-19 operational risk losses in the capital requirement calculations. [read post]
18 Dec 2018, 3:57 am by Jochen Vester (UK)
On 17 December 2018, the European Banking Authority (EBA) published final guidelines on disclosure of non- performing and forborne exposures. [read post]
28 Sep 2022, 8:21 am by Simon Lovegrove (UK)
Key points in the speech include: In recent years, regulators and central banks have become increasingly focussed on ‘crypto’. [read post]
12 Oct 2021, 8:40 pm by Simon Lovegrove (UK)
On 11 October 2021, the Financial Stability Board (FSB) published a report which forms a key part of its work programme on non-bank financial intermediation. [read post]
3 Dec 2021, 8:55 pm by Jochen Vester (UK)
On 2 December 2021, the European Banking Authority (EBA) issued three consultations covering technical aspects of the revised framework capturing interest rate risks for banking book (IRRBB) positions. [read post]
The final draft RTS is part of the new roadmap on the EU Banking Package. [read post]
18 Aug 2010, 5:06 pm by nblaw
What would morally outrage you more: a person robbing a bank or a security guard (who was tipped off) slumbering through it? [read post]
18 Jun 2012, 12:16 pm by Elan Mendel
Small Branches May Not be Subject to Cross-Border Dodd-Frank EnforcementOverseas branches of U.S. banks with less than 5% of the bank’s aggregate notional swap business may be excluded from having to comply with the Dodd-Frank Act’s collateral and clearing requirements, sources say. [read post]
On 5 July 2022, the Dutch Central Bank (De Nederlandsche Bank, DNB) and the Dutch Authority for Financial Markets (Autoriteit Financiële Markten, the AFM) jointly published a news article on the obligation for certain investment firms to establish a risk committee and a remuneration committee. [read post]
12 Apr 2023, 7:06 pm by Sabrina I. Pacifici
Bloomberg [no paywall]: “Banks, pension funds and insurers have been turning California’s scarce water into enormous profits, leaving people with less to drink…Some of the world’s largest investment banks, pension funds and insurers, including Manulife Financial Corp. [read post]
5 Sep 2007, 3:53 pm
The federal banking regulators (the FDIC, Federal Reserve, OCC, OTS, and NCUA), along with the Conference of State Bank Supervisors (CSBS) issued a statement encouraging regulated institutions that service mortgage loans to employ certain "loss mitigation techniques" that would preserve homeownership. [read post]
22 May 2007, 3:13 pm
The Federal Housing Finance Reform Act (HR 1427) would also create a new, independent regulator of the GSEs with broad powers analogous to current banking regulators. [read post]
30 Dec 2009, 11:37 am by Fei-Lu Qian
” Flemmons further warned that every accounting individual, from “the accounting clerk of a public company to the CFO…each and every one of you plays a crucial role in maintaining a capital market system of the highest caliber and integrity. [read post]
16 Jul 2021, 10:22 am by Nikolai de Koning
On 16 July 2021, the Dutch Central Bank (De Nederlandsche Bank, DNB) published a consultation version of a good practices and Q&A document on the integration of climate-related and environmental risks in the risk management of investment firms and (managers of) investment funds (the Good Practices Document). [read post]
20 Jun 2017, 7:15 pm
Na Li ECUPL 3|Page RMB Internationalization, Legitimacy, Research Topics, Methodologies and NetworkAssociate Professor Huachun GuoECUPL 12.30- 1.30 Lunch Session III 1.30- 2.40 Policy Reinforcement: Reshaping Banking and the Capital Markets Chair: Dr. [read post]
16 Sep 2016, 3:01 am by Broc Romanek
Given the two camps don’t always see eye to eye , it’s no surprise SEC officials have often chafed over efforts by the Fed to apply its prudential approach to the capital markets, particularly for asset-management firms. [read post]
9 Mar 2011, 7:30 pm by Adam Levitin
Paying a dividend that renders a firm insolvent or insufficiently capitalized is a fraudulent transfer and violates state dividend statutes. [read post]