Search for: "OFFICE OF THE US TRUSTEE"
Results 4041 - 4060
of 4,366
Sorted by Relevance
|
Sort by Date
12 Sep 2009, 12:51 pm
(b) Any registered investment adviser who wishes to charge a fee based on a share of the capital gains or the capital appreciation of the funds or any portion of the funds of a client must comply with SEC Rule 205-3 (17 Code of Federal Regulations §275.205-3), which prohibits the use of such fee unless the client is a “qualified client. [read post]
8 Sep 2015, 4:46 pm
I asked him to serve on the Board of Trustees for the IGDA charitable Foundation that I co-founded, and he was happy to serve. [read post]
14 Oct 2006, 9:37 am
For purposes of this paragraph "interest in a railroad equipment trust" means any interest in an equipment trust, lease, conditional sales contract, or other similar arrangement entered into, issued, assumed, guaranteed by, or for the benefit of, a common carrier to finance the acquisition of rolling stock, including motive power; (7) Certificates issued by a receiver or by a trustee or debtor in possession in a case under Title 11, with the approval of the court; (8)… [read post]
30 Dec 2019, 1:29 pm
The FCC is now abandoning the hearing process for involuntary time-sharing among NCE applicants and is basically following the process used for LPFM involuntary time-sharing. [read post]
17 Sep 2007, 10:09 pm
Judges are very quick to point out they're not an assessment officer. [read post]
25 Feb 2011, 1:02 am
The DOL reports that between January 2003 and April 2007, Cox plead guilty to using used her position with ISC to embezzle the funds from 12 of 59 plans for which IAS served as a third party administrator. [read post]
30 Nov 2020, 5:58 pm
Bing’s life was one of wealth and celebrity, vastly different from the lives most of us lead. [read post]
17 May 2012, 8:23 pm
She also sought aid, guidance and a declaration regarding her son’s rights to distributions from the trust as well as Eddie’s removal as co-trustee. [read post]
22 Nov 2010, 5:00 am
Adopt an annual combined relationship-conflict of interest disclosure form, including questions about family and business relationships among officers, directors, trustees, and key employees (and not just with the organization). [read post]
19 Jan 2016, 10:44 am
Dan Harris is the founder of Harris Moure, an international law firm with offices in Seattle, Portland, and Beijing. [read post]
28 Apr 2009, 7:14 am
Infinity Financial Group, LLC ,(S.D.Fla.)Insurance - Nonresident trustees and trusts holding life policies were subject to personal jurisdiction based on civil conspiracy claim.Trustees, as residents of Delaware, holding life insurance policies in trusts organized in Delaware, purposely directed their activities at Florida residents, in an alleged civil conspiracy to fraudulently recruit elderly Florida applicants for policies that were paid for and held by outside investors in trusts to… [read post]
6 Dec 2019, 7:10 am
If passed as statute, it will grant additional powers to ASIC and the Australian Taxation Office (“ATO“) as well as appointed liquidators. [read post]
13 Aug 2018, 6:00 am
Other states use “non-judicial foreclosures. [read post]
3 May 2019, 10:07 am
Agency provisions used are similar to those used by the Loan Syndications and Trading Association, with amendments made by the Canadian Bankers Association. [read post]
26 Jan 2016, 9:09 am
Obama leaves office. [read post]
17 Mar 2020, 1:37 pm
The Lawsuit On March 6, 2020, a plaintiff acting as trustee for a trust holding Bayer shares filed a shareholder derivative lawsuit in New York (New York County) Supreme Court. [read post]
6 May 2016, 11:45 am
Stamer’s legal and management consulting work throughout her career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
5 Dec 2021, 4:39 pm
Summary Judgement was granted to the defendants in the case of Abulrazaq v The Trustees of the Exeter Mosque and Cultural centre [2021] EWHC 3252 (QB). [read post]
26 Jul 2021, 4:16 pm
As Fitzpatrick put it: “There cannot be a lawyer or experienced regulator within the Commission who could not have answered that question immediately and without bothering the trustees about it. [read post]
4 Aug 2011, 10:20 am
It cannot be used if it is inconsistent with specific provisions provided under the Code.- (vide Kavita v. [read post]
