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22 Mar 2019, 2:00 am by Louis Carter, Author
If you want to inspire teams to work together and spark peak performance, you need an approach that provides team members with mutually beneficial objectives—and game theory offers a great solution. [read post]
30 Mar 2010, 10:18 am by Francis G.X. Pileggi
Under the Act, scrutiny of investment adviser compensation by a fully informed mutual fund board, see Burks v. [read post]
24 Oct 2011, 4:52 am by Larry Ribstein
  Or that capitalist-owned firms provide better value and products overall even if they insist on grabbing a bit more consumer surplus than customer-owned firms? [read post]
8 May 2020, 12:02 pm by Silver Law Group
He has 9 disclosures on his publicly-available BrokerCheck report: April, 2020: FINRA indefinitely barred Dorraine from associating with a FINRA member firm in all capacities, after he“refused to provide on-the-record testimony requested by FINRA in connection with its investigation of his suspected unsuitable recommendations of short-term trading in mutual fund A shares, short-term trading of Puerto Rican municipal bonds, and overconcentration of customer accounts in Puerto… [read post]
24 Apr 2008, 9:00 am
An employer may not employ an employee for a work period of more than 10 hours per day without providing the employee with a second meal period of not less than 30 minutes, except that if the total hours worked is no more than 12 hours, the second meal period may be waived by mutual consent of the employer and the employee only if the first meal period was not waived.The applicable IWC Wage Orders provide generally that employees must be provided meal periods if… [read post]
22 Jun 2009, 11:26 am
Grinnell Mutual Reinsurance Company, No. 3-08-0004 (Ill. 3rd March 27, 2009), chiropractor Richard Martis sued Grinnell Mutual Reinsurance Company after Grinnell's billing employees incorrectly paid Martis too little for treating an injured worker. [read post]
21 Feb 2024, 1:28 pm by Peter S. Lubin and Patrick Austermuehle
., have seen shareholders initiate a derivative action challenging the fees charged by investment advisors for managing and administering a money market mutual fund. [read post]
18 Jun 2024, 5:36 am by The Petrie-Flom Center Staff
They are meant to enable a framework of mutual trust and obligation with which to address the clinical, ethical, and legal issues AI and data democratization are bringing to the fore. [read post]
11 Jan 2022, 7:00 am by Bob Ambrogi
“Our shared philosophy has contributed to our mutual successes at SecureDocs and SimpleLegal. [read post]
9 Aug 2013, 9:39 am by Gregory K. Bader
 For example, under a fiduciary standard, an investment advisor may be strictly prohibited from buying a mutual fund or other investment because it would garner a higher fee or commission. [read post]
11 Jan 2022, 7:00 am by Bob Ambrogi
“Our shared philosophy has contributed to our mutual successes at SecureDocs and SimpleLegal. [read post]
22 Jan 2013, 4:35 am by James Hamilton
Moreover, the entity functions or holds itself out as a collective investment vehicle, mutual fund, exchange traded fund, private equity fund, hedge fund, venture capital fund, leveraged buyout fund, or any similar investment vehicle established with an investment strategy of investing, reinvesting, or trading in financial assets. [read post]
5 Apr 2024, 10:48 am by Bob Kraft
When one party is not willing to consider the other’s perspective, it can be challenging to reach a mutually agreeable resolution. [read post]
16 Nov 2014, 7:37 am by Adam Gana
  “We have mutually agreed to end that relationship, or potential relationship,” Wunderlich spokeswoman, Kathy Ridley, said, “Mr. [read post]
26 Jul 2012, 9:29 pm by Bob Canter
You can try a have a "liquidated damages" clause which means you are willing to lose a preset and mutually agreed upon amount of money to settle any default. [read post]
8 Mar 2024, 6:03 am by SearcyLaw
Both parties may engage in mediation or settlement conferences to attempt to reach a mutually agreeable resolution. [read post]