Search for: "Securities Investor Protection Corporation"
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9 Oct 2009, 12:20 pm
Taking much-needed steps to strengthen investor protections, the House Financial Services Committee has begun the first of several congressional hearings on reforming the securities industry. [read post]
8 Oct 2009, 8:45 am
The UK court "security of costs" feature involving an SME v a more wealthy opponent also breaches TRIPS as it prevents justice in ALL cases [Hold on, does it not provide a measure of protection to any SME being sued for patent infringement by a foreign company? [read post]
6 Oct 2009, 9:23 am
[2] The full text of Commissioner Walter's speech entitled "SEC Rulemaking – 'Advancing the Law' to Protect Investors" is available here. [read post]
4 Oct 2009, 5:20 am
The Investor Protection Act closes these loopholes and fixes these shortcomings.The draft amends the Securities Investor Protection Act, or SIPA, to allow investors to hold all equity-related positions in a single portfolio margin account. [read post]
2 Oct 2009, 6:46 am
Something is broken in corporate America. [read post]
1 Oct 2009, 6:53 am
In contrast to corporate insiders, institutional investors cannot charge the costs of lobbying to the publicly traded companies whose investor protection is at stake. [read post]
30 Sep 2009, 10:35 am
I leave it to you to assess the net), Troy is a once and presumably future law professor, treatise author, and all-around sound thinker on issues of corporate governance, corporate law and securities regulation. [read post]
29 Sep 2009, 12:35 pm
This simplified and streamlined request for production of documents is directed to (a) the Securities Investor Protection Corporation and all of its officers, employees, directors, personnel, representatives, agents, and hired organizations or persons, and (b) the SIPC Trustee and all of his employees, personnel, representatives, agents, and hired organizations or persons. 2. [read post]
29 Sep 2009, 8:11 am
Investors who suffered huge financial losses from Medical Capital Holdings are now taking legal action against Wells Fargo & Co. and The Bank of New York Mellon Corp., charging that the two banks, which served as trustees for five of Medical Capital's special-purpose corporations, failed to protect MedCap investors. [read post]
28 Sep 2009, 10:00 pm
He will be filing suit because he seeks to interdict assets and then equally distribute them to defrauded Madoff investors, as contemplated by the Securities Investor Protection Act. [read post]
28 Sep 2009, 10:00 pm
He will be filing suit because he seeks to interdict assets and then equally distribute them to defrauded Madoff investors, as contemplated by the Securities Investor Protection Act. [read post]
28 Sep 2009, 5:00 am
Similarly, requiring pre-approval of corporate penalties by the Commission suggested that the Agency had lost some of its concern with investor protection. [read post]
27 Sep 2009, 9:56 am
According to the SEC Division of Corporation's associate director Paula Dubberly, life settlements investors need full disclosure so they can understand the risks that arise with the viaticals' securitization. [read post]
24 Sep 2009, 2:05 pm
This body could be comprised of representatives from the relevant institutions: the federal Department of Finance, the Canadian Securities Commission (to be formed), OSFI, the Canada Deposit Insurance Corporation, the Financial Consumer Agency of Canada and the Bank of Canada. [read post]
21 Sep 2009, 3:10 pm
Richmond, Virginia attorney Kevin White, who practices in the areas of corporate and LLC law, securities law, public finance, intellectual property, franchises, and Internet content licensing and protection. [read post]
17 Sep 2009, 6:38 am
Portfolios of shorter maturities and higher credit quality should be less exposed to default risk; this enhanced security partially substitutes for explicit deposit insurance in bolstering investor confidence. [read post]
16 Sep 2009, 1:47 pm
(Reading, MA; Sandra Scholten, President) A-Tech Security Inc. [read post]
16 Sep 2009, 10:13 am
Within 30 days after taking notice of the revision, the department shall decide whether or not the revision pertains to referral by physicians for designated health services and continues to protect the public from inappropriate referrals by physicians. [read post]
16 Sep 2009, 10:13 am
Within 30 days after taking notice of the revision, the department shall decide whether or not the revision pertains to referral by physicians for designated health services and continues to protect the public from inappropriate referrals by physicians. [read post]
16 Sep 2009, 4:18 am
People from the Securities Investor Protection Corporation and people from the Federal Trade Commission and people from the Federal Reserve. [read post]
