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18 Nov 2009, 7:14 am
Earlier this month, the Florida Bar removed Rothstein from a Broward County grievance committee that hears complaints against attorneys. [read post]
18 Nov 2009, 6:00 am
Produce tools that accurately and easily measure the impacts of land use and transportation investments for use by state agencies, regions, local governments, and the non-profit community. [read post]
16 Nov 2009, 8:33 pm
I sat on a committee that made recommendations regarding when and if to seek the ultimate sanction of death in particularly heinous federal criminal cases. [read post]
10 Nov 2009, 6:16 am
Since the legislation is part of the Obama Administration's regulatory reform plan and a senior Banking Committee member, Senator Jack Reed (D-RI), introduced an investment adviser registration bill earlier this year, the chances of a version of it reaching the Senate floor - most likely next year - are good. [read post]
10 Nov 2009, 6:00 am
Why create so much investment uncertainty and additional barriers to businesses hiring new employees? [read post]
10 Nov 2009, 1:37 am
 Where unable to make a determination, the LSTA will assemble a Determinations Committee made up of LSTA Board members. [read post]
9 Nov 2009, 9:38 pm
In 2010, the SEC plans to focus on issues related to retirement investments, including product development, disclosures, and marketing issues. [read post]
9 Nov 2009, 9:07 am
That NSSTA is "doing nothing" to address the business decline or promoting the industry in a fashion where other firms look to enter the market and invest in new products. [read post]
8 Nov 2009, 3:50 am
Additionally, the amendment would give FINRA sweeping rulemaking authority.In a letter to the Committee, the financial planning industry expressed concern that the Bachus Amendment would extend FINRA's authority to approximately 88 percent of investment adviser representatives and implicate application of the fiduciary duty to investment advice. [read post]
6 Nov 2009, 3:00 am
Darryl Cross advocates going where the action is, the membership committee, and explains why. [read post]
5 Nov 2009, 11:10 am
Additionally, the amendment would give FINRA sweeping rulemaking authority.In a letter to the Committee, the financial planning industry expressed concern that the Bachus Amendment would extend FINRA's authority to approximately 88 percent of investment adviser representatives and implicate application of the fiduciary duty to investment advice. [read post]
5 Nov 2009, 6:41 am
On November 3, 2009, the Financial Planning Coalition sent a letter to members of the House Financial Services Committee expressing the Coalition's concern regarding an amendment to the Investor Protection Act of 2009 (“IPA”), which was passed by the Committee on October 25, 2009. [read post]
2 Nov 2009, 1:24 pm
In the case, the Court will consider the standard to be applied to review the fees charged by investment advisors. [read post]
1 Nov 2009, 8:58 pm
[16] When creating a plan of reorganization, the United States Trustee appoints one or more committees to represent the creditors and their interests as well as the interests of the stockholders. [17] When developing a plan of reorganization and working with the company in trouble, certain steps are followed to ensure its success: (1) Debtor company develops a plan with committee (2) Company prepares a disclosure statement… [read post]
1 Nov 2009, 8:12 pm
It’s about time that all individuals are provided equal protection and opportunity to secure, invest, spend and save their money. [read post]
31 Oct 2009, 4:06 pm
Click Here PIPELINE PLANS: Judge kills water ruling, Permission for agency to tap three rural valleys rejected. [read post]
30 Oct 2009, 6:34 am
Key House Committee Passes Legislation Regulating Hedge Fund AdvisersAs part of the plan for overhauling US financial regulation, the House Financial Services Committee has reported out legislation requiring advisers to hedge funds and other private investment funds to register with the SEC if they have assets under management of at least $150 million and be subject to significant disclosure and other requirements. [read post]
29 Oct 2009, 8:19 am
Most of the young lawyers I talk to plan on going bare. [read post]
28 Oct 2009, 5:17 pm
"Bingaman said some of the provisions in his bill are distinct from those in the EPW Committee's bill, which he also supports. [read post]
28 Oct 2009, 2:14 pm
We can invest more in research to find simple, objective ways to diagnose concussion that can be utilized in any program. 5. [read post]
