Search for: "ACT Business LLC" Results 4081 - 4100 of 10,596
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6 Oct 2018, 10:09 am by Staff Attorney
(Raymond James) discharged Barber claiming that he was alleged to misappropriate funds from a client, engaged in outside business activities and selling away, and that the firm lost confidence in the broker. [read post]
5 Oct 2018, 8:51 am by Renae Lloyd
When a FINRA registered representative conducts business outside the scope of the brokerage firm where they are registered, the act can be considered “selling away. [read post]
4 Oct 2018, 11:03 am by Daniel C. Fanaselle
  The lawsuit names EGP Investments, LLC, JPRD Investments, LLC, and The Collection Group LLC (the Debt Buyers) as defendants, along with Fair Resolutions, Inc. [read post]
3 Oct 2018, 3:48 am by Dennis Crouch
by Dennis Crouch The Supreme Court is now open for business for its 2018-2019 Calendar. [read post]
2 Oct 2018, 4:14 am by Andrew Lavoott Bluestone
Specifically, Jonns alleges in his amended complaint that Fischbarg failed to properly act as his attorney by, inter alia, allowing Jonns to sign the purchase agreement in his personal capacity, representing the investors and Dorsia during the business transactions, and by failing to file the necessary papers and applications for a liquor license with the SLA. [read post]
30 Sep 2018, 5:16 pm by Kevin LaCroix
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any  national securities exchange,  (a) To employ any device, scheme, or artifice to defraud,  (b) To make any untrue statement of a  material fact or to omit to state a  material fact necessary in order to make the statements made, in the light of the circumstances under which… [read post]
30 Sep 2018, 4:18 pm by Andrew Delaney
In this round, the neighbors (aka Neighbors for Healthy Communities) “appeal the Environmental Division's decision granting North East Materials Group, LLC, (NEMG) an Act 250 permit for operating an asphalt plant. [read post]
30 Sep 2018, 4:05 pm by INFORRM
Surveillance Given increasing developments following the European Court of Human Rights review of the UK governments’ mass communications interception programme, and the governments legislative response Privacy International revisits the matter in application to the Investigatory Powers Act 2015. [read post]
27 Sep 2018, 7:30 pm
  In 2011, Act 35 went into effect in Wisconsin, allowing residents to carry concealed weapons. [read post]
27 Sep 2018, 5:02 pm by Andrée Blais
In June 2018, CFIUS determined that the agreement was not a “covered transaction” under Section 721 of the Defense Production Act of 1950,[4] and as such the parties were cleared to execute the agreement. [read post]