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28 Feb 2020, 1:00 am
Exam Recap: What’s hot during OCIE Examsby Carl AyersPrivate Funds CFO Don’t expect the SEC to admit to conducting new sweep exams but sources are telling sister publication RCW that OCIE’s looking at compliance with the liquidity risk management rule and how advisor’s handle sweep accounts. https://www.privatefundscfo.com/exam-recap-whats-hot-during-ocie-exams (subscription required) The Supreme Court Takes on SEC Disgorgement by Daniel WalfishNYU Law’s… [read post]
23 Feb 2007, 9:08 am
Attorney Daniel Klau, who represented the Law Tribune, said the judge's ruling support the point made by the media organizations from the beginning. [read post]
16 May 2008, 9:29 am
The new affidavit reads, in its entirety: I, Lawrence Daniel Higgins, hereby swear that I am unable to pay any court costs in court of appeals No. 07-05-00004-CV. [read post]
10 Jan 2022, 8:08 am
His plea instead appears to have been motivated by certain co-defendants’ decisions to plead guilty and cooperate in the government’s case, including his brother Joshua Burkhart and the nursing home chain’s former chief operating officer Daniel Benson, Judge Sykes said. [read post]
16 Mar 2008, 2:12 pm
His older brother, Daniel, became a neurosurgeon. [read post]
15 May 2024, 11:34 am
Daniel Ciccarone of the University of California, San Francisco. [read post]
[Eugene Volokh] Anthony Sanders (Institute for Justice) Guest-Blogging About "Baby Ninth Amendments"
14 May 2023, 5:21 pm
" —Daniel B. [read post]
23 Mar 2017, 4:36 am
Daniel Bussel analyzes the opinion for this blog. [read post]
26 Oct 2023, 8:35 am
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Daniel Ditch PFS Investments Inc. [read post]
22 Apr 2017, 4:14 pm
In Kenya, former president Daniel Moi even coined his own political philosophy of “peace, love and unity”. [read post]
14 Feb 2022, 2:00 am
Confusion Arises Daniel McCaul started working for Southwest Montana Community Federal Credit Union (FCU) in August 2016. [read post]
4 Jul 2012, 1:00 pm
We are delighted that Nico Krisch himself, as well as Daniel Halberstam, two eminent participants in this debate, have accepted to contribute to the symposium. [read post]
13 Sep 2011, 7:00 am
Brett McDonnell and Daniel Schwarcz’s depiction of the “regulatory contrarian” may be part of this picture, as would regulatory architecture that is better set up to systematically track and justify its own decision-making processes. [read post]
7 Jun 2011, 8:12 pm
HOENIG: The Dodd-Frank bill now defines what a systemically important financial institution is, which makes it now a kind of broad notice that these are the institutions that are 'too big to fail.' That means we will further concentrate our financial system to these powerful few companies, and therefore make it even more fragile in the sense of financial vulnerability to the taxpayer. [read post]
4 Mar 2010, 12:21 pm
Copying DVDs amounts to “theft,” the MPAA’s general counsel, Daniel Mandil, said Wednesday. [read post]
5 Oct 2008, 9:42 pm
AP writer Douglass Daniel echoes Silver's suggestion that negative attacks have a downside in this look at Sarah Palin's disingenuous attack upon Barack Obama's patriotism. [read post]
10 Jun 2014, 4:43 am
At Re’s Judicata, Richard Re considers the possible limits on the Court’s power to revise its opinions. [read post]
18 Jul 2012, 8:04 am
The new ads feature Roberta Ramsey, whose husband, Daniel, was killed in his County driveway in 2007. [read post]
22 Jan 2008, 12:22 pm
Depends on how powerful the lost actor or actress is. [read post]
8 Aug 2011, 4:59 pm
Powers and a visit to the Panama Canal. [read post]
