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25 Jul 2014, 7:38 am by Blum Law Group
Major Influence in Mortgage-Backed Securities Failures In 2007-2008, the United States experienced what was unquestionably the most devastating housing crisis in its history. [read post]
11 Oct 2017, 6:17 am
On September 21, 2017, U.S. authorities announced the first major Foreign Corrupt Practices Act settlement under the Trump administration—a $965 million global resolution with a Sweden-based international telecommunications company, Telia Company AB, and its indirectly owned subsidiary in Uzbekistan, Coscom LLC. [read post]
4 Feb 2019, 4:37 am
The magic circle firm has secured an exclusive legal relationship with a crowdfunding platform after one of its lawyers started building tech links in a shared office          [read post]
23 Mar 2010, 2:32 pm by Securites Lawprof
The U.K. regulator, the Financial Service Authority, announced a major crackdown on insider trading, including the arrest of six individuals. [read post]
10 Nov 2011, 12:59 pm by Securites Lawprof
The SEC announced that three former directors of DHB Industries have agreed to more than $1.6 million in monetary sanctions to settle charges that they were involved in an accounting fraud at the major supplier of body armor to the... [read post]
23 Aug 2012, 11:41 am by Securites Lawprof
There will be no money market fund reform anytime soon, as SEC Chairman Schapiro released this statement yesterday: Three Commissioners, constituting a majority of the Commission, have informed me that they will not support a staff proposal to reform the... [read post]
5 Jun 2012, 2:17 pm by Securites Lawprof
A majority of Nabors Industries shareholders approved a nonbinding proxy access proposal that, if adopted by the board of directors, would allow large shareholders (holding 3% for at least 3 years) to include competing nominees for the board (no more... [read post]
1 Jun 2010, 8:35 am by Securites Lawprof
An unusual aspect is that both the majority and the dissenting arbitrator provided a written explanation for their decisions,... [read post]
28 Feb 2011, 11:58 am by Securites Lawprof
The SEC today charged DHB Industries ((now known as Point Blank Solutions), a major supplier of body armor to the U.S. military and law enforcement agencies, with engaging in a massive accounting fraud. [read post]
9 Nov 2011, 1:25 pm by Securites Lawprof
The SEC approved new rules of the three major U.S. listing markets that toughen the standards that companies going public through a reverse merger must meet to become listed on those exchanges. [read post]
4 Jan 2010, 4:33 pm by Securites Lawprof
Journal today has a front-page story on the exodus of brokers from major brokerage firms and their transformation into investment advisers. [read post]
8 Feb 2012, 1:58 pm by Securites Lawprof
House Majority Leader Eric Cantor released his version of the STOCK Act. [read post]
7 May 2012, 4:08 am by Jamison Koehler
And, most importantly, by serving as my security blanket, it calms my nerves. [read post]
15 Sep 2022, 1:47 pm by Kevin LaCroix
I think his opinion reflects that company’s were making decision, taking actions, and describing what they were doing in the midst of a major health crisis. [read post]
25 Nov 2015, 9:44 am by Len Feltoon
A gang of cyber hackers broke through the security walls of not only J.P. [read post]
7 Jul 2023, 1:42 am by Seán Binder
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
2 Jun 2023, 2:40 am by Seán Binder
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]