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23 Jun 2009, 12:00 pm
Southern District of New York MDL No. 2030, In re Merrill Lynch & Co., Inc., Auction Rate Securities (ARS) Marketing Litig. [read post]
13 Oct 2011, 7:58 pm
SEC Files Emergency Action to Halt Green-Product Themed Ponzi Scheme, SEC.gov, October 6, 2011 3 New York Men Arrested In Alleged Landscaping Ponzi Scheme, The Wall Street Journal, October 6, 2011 SEC Claims Author Used Ponzi Scheme to Repay Prior Fraud Victims, Bloomberg Businessweek, October 6, 2011 More Blog Posts: SEC Chairman Criticized For Allowing Ex-Commission Official that Benefited from the Bernard Madoff Ponzi Scam to Help Craft Policy Regarding Victims’ Compensation,… [read post]
9 Nov 2010, 12:41 pm
When I graduated from college, I worked at Merrill Lynch in Manhattan before going to law school, which I highly recommend. [read post]
18 Jan 2017, 11:03 am
” The same sentiment seemed to motivate the court in last spring’s opinion in Merrill Lynch v. [read post]
13 Aug 2012, 10:46 am
Merrill, who is Columbia University’s Charles Evans Hughes Professor of Law, discusses the unusual phenomenon of administered contracts in the Act’s regulatory scheme, suggesting that the form of regulation was more impressive than the fact (in “The Interstate Commerce Act, Administered Contracts, and the Illusion of Comprehensive Regulation”); Paul Stephen Dempsey, Tomlinson Professor of Global Governance in Air & Space Law and Director of the Institute of Air… [read post]
9 Apr 2012, 5:00 am
(Disclosure: my company is on the list.) 1 The Blackstone Group Already registered 2 Morgan Stanley Real Estate Investing Already registered 3 Tishman Speyer Registered 4 Colony Capital Already registered 5 Goldman Sachs Real Estate Principal Investment Area Already registered 6 Beacon Capital Partners Registered 7 LaSalle Investment Management Already registered 8 The Carlyle Group Already registered 9 Prudential Real Estate Investors Already registered 10 Lone Star… [read post]
25 May 2012, 6:00 am
., 66 N.Y.2d 321; Merrill Lynch Realty/Carll Burr v. [read post]
23 Oct 2024, 8:59 am
Matthew Kagan Merrill Lynch, Pierce, Fenner & Smith Incorporated Northwestern Mutual Investment Services, LLC Joseph Seidler RBC Capital Markets, LLC Wells Fargo Clearing Services, LLC For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
11 May 2011, 11:30 pm
Then, adding insult to injury, the man paid money for Merrill Lynch, too. [read post]
6 Apr 2010, 1:58 am
" Merrill Lynch Auction Rate Securities Litigation: In a March 31, 2010 ruling (here), Judge Loretta Preska granted the motion of defendants to dismiss the auction rate securities litigation that had been filed against Merrill Lynch and related entities. [read post]
2 Dec 2016, 8:19 am
However, in relists Merrill v. [read post]
11 Apr 2024, 8:07 am
Thus, it was a dramatic turn of events when, on June 29, 2022, founder and CEO Rick Merrill notified customers and employees that the company would close its doors the next day. [read post]
3 Aug 2010, 2:56 am
However, as reflected in my running tally of subprime related case resolutions and settlements (which can be accessed here), it is only the fourth largest subprime securities suit settlement so far, behind the Countrywide settlement ($624 million), the Merrill Lynch settlement ($475 million) and the Merrill Lynch bondholders settlement ($150 million). [read post]
11 Aug 2009, 8:00 am
The agreement (actually the exhibit) merely required Merrill to award the compensation "in consultation with" BofA. [read post]
23 May 2007, 5:14 pm
Merrill, Richard C. [read post]
2 Feb 2007, 12:12 am
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Merrill Lynch and Mutual Funds Settle Suits Over Internet Companies
New York Law Journal
Merrill Lynch has settled three class action lawsuits that claimed it provided misleading analyst research about Internet companies to purchasers of mutual funds. [read post]
8 Jun 2012, 1:14 am
It is by far the largest of the settlements so far in 2012, and overall, is exceeded only by the Wachovia Preferred Securities Settlement ($627 million, about which refer here); the Countrywide Settlement ($624 million, refer here); the Lehman Brothers Offering Underwriters’ settlement ($417 million, refer here); the Merrill Lynch Securities Settlement ($425 million, refer here); and the Merrill Lynch Mortgage Backed Securities Settlement ($315 million, refer here). [read post]
25 Aug 2024, 9:06 pm
Conversations with Howard September 10, 2024 | Robin Dillon-Merrill, Georgetown University Talking with Howard Kunreuther about his work—including one of his last books—always meant gaining new insights. [read post]
15 Feb 2007, 8:19 pm
As more Americans fall behind on mortgage payments, rollover Merrill Lynch Co., J.P. [read post]
14 May 2007, 7:09 am
Roger Merrill, and Rebecca Merrill recently, as I’m creating my list of “must read” books for clients concerned with time management, work/life balance, and the like. [read post]
