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10 Mar 2020, 6:22 am
A prime example of this is when a broker encourages a client to purchase oil, gas and energy stocks that turn out to be much more speculative than originally promised. [read post]
25 Jan 2012, 6:42 pm
Cantens was originally charged in a criminal information with one count of conspiracy to commit mail and wire fraud. [read post]
2 Apr 2010, 2:37 pm
” In his original draft of a financial reform bill, Senator Chris Dodd, chairman of the Senate Banking Committee, included a fiduciary standard of conduct, which would require brokers to put their customers’ interests ahead of their own when providing investment advice. [read post]
4 Mar 2012, 11:34 am
But the “situation is different” where the investor is “told not simply that his investment will grow, but that it has grown, and that the total of his original investment and the accrued interest or other gain is now available to be withdrawn or reinvested in the scheme, depending on the investor’s preference. [read post]
2 Nov 2006, 7:22 am
Farmers who bought a $20,000 share of a $22 million plant are looking askance at offers to buy the plant for $275 million, or ten times the original price. [read post]
27 Jan 2022, 1:06 pm
Craft a simple pitch, but don't invest too much time or energy. [read post]
18 Jul 2024, 11:18 am
Registered trademarks offer comprehensive protection and greater enforcement capabilities precisely because of the legal notice to the public, making them a worthwhile investment for safeguarding a brand’s identity and value. [read post]
19 Apr 2010, 8:54 am
Original source: http://law.wm.edu/news/stories/2010/three-law-professors-receive-plumeri... [read post]
15 Sep 2009, 11:18 pm
Here's the abstract:The past decade has seen a veritable explosion of investment treaty and other arbitration claims brought against sovereigns. [read post]
16 Apr 2007, 12:31 pm
SEC Chair Adds Voice to Complete Review of Rule 12b-1 FeesEchoing earlier remarks by the Director of the Division of Investment Management, SEC Chairman Christopher Cox said that the Commission will conduct a thorough review of 1940 Act Rule 12b-1. [read post]
26 Dec 2007, 11:28 pm
"Climate change, described as a problem with scientific origins, has recently acquired significant political overtones. [read post]
8 May 2010, 11:54 pm
According to Wikipedia, the film was originally due for release in 2007, but wasn't actually released until March this year, after facing "several production delays and a spiralling budget". [read post]
15 Jan 2011, 1:12 pm
Interest in PACE exploded from its origination in 2008, with almost half the states rapidly enacted legislation enabling local governments to use their property collection power for this purpose. [read post]
10 Sep 2008, 8:02 am
Originally posted at InjuryBoard by Brooks Schuelke [read post]
11 Mar 2009, 10:04 am
It took place in the firm's investment advisory business, which was believed to be separate from its original stock-trading operation. [read post]
19 May 2016, 9:22 pm
Among its many provisions, S. 2533 invests $1.3 billion in defined long-term projects while making targeted, temporary changes to water operations that last for the length of the drought or two years, whichever is longer. [read post]
28 Jun 2019, 6:33 am
Silver Law Group represents investors in securities and investment fraud cases. [read post]
28 Sep 2011, 5:00 am
I took the companies from the original 2007 and tracked them forward. [read post]
29 Oct 2010, 8:57 pm
An attorney will review the original contract and negotiate any clauses that might be unfavorable to you. [read post]
11 Jun 2008, 11:04 am
Mike Tumas and Michael Reilly at Potter, Anderson & Corroon recently put together a very helpful analysis of these issues in this memo, which originally appeared in Deal Points. [read post]
