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9 Dec 2017, 1:07 am by Lorene Park
On November 3, Microsoft Corp. and the Trustees of Princeton University filed suit in the District of Columbia, claiming Trump’s decision to strip some 800,000 “Dreamers” of their protected status hurts employers and universities too, and that breaking assurances that DACA applicants’ information would not be shared with ICE violated the Administrative Procedure Act and Fifth Amendment. [read post]
8 Dec 2017, 6:51 am by Adam Weinstein
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Kenneth Jones (Jones), in May 2017, was terminated by his firm, Aegis Capital Corp. [read post]
6 Dec 2017, 5:17 pm by Kevin LaCroix
  Background The new PayPal data security related securities lawsuit involves developments at the company following its July 18, 2017 acquisition of bill-pay management company TIO Networks Corp. [read post]
6 Dec 2017, 1:19 pm by ligitsec
105 S.Ct. 2218 85 L.Ed.2d 588 HARPER & ROW, PUBLISHERS, INC. and the Reader’s Digest Association, Inc., Petitionersv.NATION ENTERPRISES and the Nation Associates, Inc. [read post]
5 Dec 2017, 12:13 pm by Renae Lloyd
” Reynolds was affiliated with Princor Financial Services Corp. in Modesto, CA from May 2008 until December 2015. [read post]
5 Dec 2017, 9:46 am by Renae Lloyd
According to a press announcement on Monday, the Securities and Exchange Commission charged Premier Holding Corp., a microcap company and its CEO with conducting a fraudulent scheme. [read post]
5 Dec 2017, 6:30 am by Michael B. Stack
    The Intersection of Medicine and Disability — A Doctor’s View   Speaker: Marcos Iglesias, CMO, Broadspire Room: South Pacific F Session Number: DM3 Time: Thursday, December 07, 2017: 10:45 AM – 11:45 AM   With qualification for benefit programs like non-occupational disability insurance, social security and workers’ compensation often dependent on a doctor’s determination, claims payers can play a crucial role in helping them make sound… [read post]
4 Dec 2017, 1:49 pm by Adam Gana
From 2003 to 2009, he was associated with Aegis Capital Corp. [read post]
2 Dec 2017, 2:16 pm by Steve Kalar
  I am one of the one hundred and fifty lawyers who proudly serve in Harry’s Clerk Corps (he never discharged us from duty). [read post]
1 Dec 2017, 2:55 pm by Jeff Kern and Kate Ross*
The SEC has also cautioned that under certain circumstances, digital tokens offered and sold by “virtual” organizations are securities, and thus are subject to the federal securities laws.[21] As such, issuers must register offers of these tokens unless an exemption applies, as must the securities exchanges where the tokens are traded. [read post]
30 Nov 2017, 9:30 pm by Sarah Madigan
Budget Committee Chairman Mike Enzi (R-Wyo.) said, “This bill will provide a needed makeover for our out-of-date tax code while advancing American energy security. [read post]
30 Nov 2017, 8:59 pm by Brenda Fulmer
III) MDL No. 2802 – In re: Epipen (Epinephrine Injection, USP) Employee Retirement Income Security Act (ERISA) Litigation MDL No. 2804 – In re: National Prescription Opiate Litigation MDL No. 2806 – In re: McGregor-Mayweather Boxing Match Pay-Per-View Litigation MDL No. 2807 – In re: Sonic Corp. [read post]
29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
The SEC has also cautioned that under certain circumstances, digital tokens offered and sold by “virtual” organizations are securities, and thus are subject to the federal securities laws.[21] As such, issuers must register offers of these tokens unless an exemption applies, as must the securities exchanges where the tokens are traded. [read post]