Search for: "Securities Investor Protection Corporation"
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30 Jul 2009, 12:48 pm
Professor Coates testified on July 29, 2009 in the hearing on “Protecting Shareholders and Enhancing Public Confidence by Improving Corporate Governance. [read post]
29 Jul 2009, 8:46 am
The Allied Security Trust does not litigate its patents.RPX Corporation. [read post]
20 Jul 2009, 10:55 am
On Friday, a second-lien secured creditor of November 2005 Land Investors, L.L.C. - SOLA Ltd. - filed a motion requesting the appointment of a chapter 11 trustee in the company's bankruptcy case. [read post]
19 Jul 2009, 8:30 am
"Our responsibility to protect retiree assets requires our constant pursuit of the highest standards of corporate responsibility at companies in which we invest," Thompson said. [read post]
18 Jul 2009, 7:31 am
The collapse of the subprime mortgage market, the ensuing credit crisis, the demise of several major investment banks and, perhaps most of all, the Madoff case led to a loss of confidence in the agency’s ability to protect investors. [read post]
15 Jul 2009, 6:51 am
In the past, courts have ruled that rating companies have First Amendment protection from lawsuits by investors who rely on their ratings. [read post]
10 Jul 2009, 12:46 am
" Currently on leave from Mayer Brown, Collins is charged with conspiracy, securities fraud, wire fraud, bank fraud and making a false filing with the Securities and Exchange Commission. [read post]
8 Jul 2009, 2:39 pm
Each pre-qualified Legacy Securities PPIP fund manager will have up to 12 weeks to raise at least $500 million of capital from private investors for the PPIF. [read post]
7 Jul 2009, 6:22 am
" In fact, the Securities and Exchange Commission noted that "Bear Stearns' concentration of mortgage securities was increasing for several years and was beyond its internal limits," yet the Bear Stearns Board of Directors did nothing to mitigate this exponential growth to the balance sheet and protect the company's liquidity. [read post]
6 Jul 2009, 7:58 am
China corporations in general, no matter where they are based, represent a good opportunity for international firms. [read post]
3 Jul 2009, 7:28 am
However, these are "almost exclusively (marketed) to corporate and other sophisticated investors, who have the expertise and information to determine if the investment is a good one. [read post]
2 Jul 2009, 4:05 pm
More important for their situation is that on Thursday, July 2, the deadline came for filing claims by victims for recovery under the Securities Investor Protection Corporation (“SIPC”), the federal insurance agency for the securities brokerage industry. [read post]
2 Jul 2009, 7:44 am
Chairman Schapiro put the matter clearly in saying: The current regulatory framework has permitted certain opaque securities-related OTC derivatives markets to develop outside of investor protection provisions of the securities laws. [read post]
1 Jul 2009, 9:11 am
The brokerage industry-funded Securities Investor Protection Corporation, established by Congress in 1970 to help swindled investors, said in a statement that the amount exceeded its previous 11 largest liquidations. [read post]
29 Jun 2009, 1:25 pm
Dassin also thanked the SEC, the Securities Investor Protection Corporation, the U.S. [read post]
29 Jun 2009, 5:03 am
In particular, the SEC says that companies can't require investors to waive protections under the federal securities laws as a condition to accessing content (at least in the blog and e-forum context). [read post]
26 Jun 2009, 6:00 am
Recently, I ran across an excellent article in the Spring 2009 issue of Corporate Governance Quarterly called "Climate Change Disclosure Heats Up". [read post]
26 Jun 2009, 4:04 am
Recently, I ran across an excellent article in the Spring 2009 issue of Corporate Governance Quarterly called “Climate Change Disclosure Heats Up”. [read post]
25 Jun 2009, 5:00 am
The cert petition and other primary materials can be found on the DU Corporate Governance web site. [read post]
24 Jun 2009, 12:16 pm
More than 3,600 investors held $142 million in bonds. [read post]
