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12 Aug 2012, 3:41 am
In reaching her conclusion, the Examiner relied upon an impressive quantity of web extracts from Indian traders who described SHARBATI in a generic sense as a variety of rice as well as extracts that referred to it as a wheat variety. [read post]
27 Mar 2023, 9:46 pm
Since, in the words of the Booktopia judgment, ACL penalties ‘must be of an appropriate amount to ensure that [their] payment is not simply seen as a cost of doing business’, traders – including international traders – do need to know with certainty whether or not they are subject to its consumer protection regime. [read post]
5 Aug 2010, 11:36 am
The senators said that firms are responding to some of these new restrictions by taking what amounts to two approaches: (1) burying their proprietary trading in their market-making accounts, and (2) reassigning their proprietary traders into asset management units managing client money. [read post]
23 Oct 2014, 5:12 am
Capital and the conviction of former S.A.C. trader Mathew Martoma, you will want to set aside some time and read it carefully. [read post]
9 May 2011, 6:18 pm
Such traders will then need to rely upon the "State/State" dispute resolution provisions and hope that the Federal Government will consider the issue of significant importance to support the position of the traders. [read post]
12 Jun 2012, 11:46 am
E-1/E-2 Treaty Trader or Investor The E-1/E-2 visas allow nationals of countries with which the U.S. [read post]
10 Apr 2024, 3:10 pm
Pierce asserts that the new rule is too far sweeping, turning traders who are customers into “dealers. [read post]
9 Dec 2010, 8:52 am
Kajaria Traders (India) Ltd. [read post]
17 Jun 2014, 11:19 pm
Paradigm removed him from his head trader position, tasked him with investigating the very conduct he reported to the SEC, changed his job function from head trader to a full-time compliance assistant, stripped him of his supervisory responsibilities, and “otherwise marginalized him,” the order says. [read post]
14 Nov 2007, 11:03 am
" In a subsequent paperback edition, however, the title was changed to "FIASCO: The Inside Story of a Wall Street Trader. [read post]
14 Apr 2024, 4:46 pm
The employment-related duties likely will not apply to nonemployee traders, such as companies, private funds, or other organizations. [read post]
3 Aug 2015, 11:46 am
Against this backdrop, the Government has now filed a certiorari petition, calling the Second Circuit’s ruling a “roadmap for unscrupulous traders. [read post]
24 Sep 2012, 3:07 pm
There is nothing wrong with that, but the fact that some traders win and reap profits at the expense of other traders has nothing to do with the tax on Apple’s actual economic activity. [read post]
20 Aug 2024, 9:55 am
Corporations such as Starbucks and Trader Joe’s actively impair their employees’ efforts at unionizing. [read post]
14 May 2012, 8:57 am
Understanding risk is the single most important consideration for any participant, from the independent trader to the juggernaut of a Goldman Sachs. [read post]
31 Dec 2018, 4:55 pm
The NET Act specifically targeted warez traders, a group of hobbyist infringers who aggregate and disseminate copyrighted works as trophies—by finding and publicly presenting a hard-to-get copyrighted work, the warez trader demonstrates his/her prowess as a trader and earns recognition from the community. [read post]
6 Feb 2015, 8:11 am
WIPIP Session 1: TMDeborah Gerhardt (& Jon McClanahan), Colors 20 years of Qualitex: who is registering color? [read post]
10 Feb 2020, 7:37 am
The SEC has the jurisdiction to supervise securities—stocks, bonds, and over-the-counter securities—as well as exchanges and the regulation of financial professionals, including stockbrokers, traders, and investment advisors. [read post]
10 Apr 2020, 7:14 am
While leveraged and inverse ETFs can help traders exploit extremely short-term market movements, they definitely are unsuitable for the vast majority of investors. [read post]
3 Jan 2019, 5:53 am
It also touches on the importance of public companies maintaining cybersecurity policies and procedures and discusses prohibited insider trader activities related to cybersecurity breaches. [read post]
