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17 Mar 2008, 7:00 am
Several other U.S. and international banks are also building carbon credit portfolios and offering brokerage services for clients, including Barclays plc, Citigroup, Credit Suisse, Deutsche Bank, Merrill Lynch and Morgan Stanley. [read post]
24 Jun 2024, 3:30 am
During her early days at Merrill Lynch, Jha faced a challenging pregnancy, which led to a difficult decision to leave the firm. [read post]
7 May 2010, 6:45 am
Merrill added. [read post]
2 Dec 2015, 8:12 am
Yes, I felt good after the argument in Merrill Lynch (discussed here) buttressed my impression that Merrill Lynch had little chance to persuade the Justices to protect it from the New Jersey courts’ adjudication of securities claims against it. [read post]
17 Oct 2018, 5:59 am
“Our channel partnership with CourtCall is a huge milestone for Gavelytics as we ramp up our national rollout starting in Florida by the end of this year,” said Gavelytics CEO and Founder Rick Merrill. [read post]
14 May 2007, 8:03 am
The appeal was by a former executive of the investment banking firm of Merrill Lynch Pierce Fenner & Smith, James A. [read post]
15 Nov 2016, 7:23 am
Merrill Lynch, Pierce, Fenner, & Smith, Inc., 292 F.3d 1334, 1339 (11th Cir. 2002), abrogated on other grounds by Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
23 Mar 2012, 11:58 am
Merrill Lynch, Pierce, Fenner & Smith, 2012 U.S. [read post]
17 Dec 2010, 1:01 am
To be sure, those settlements represent an aggregate amount of settlements of over $1.925 billion (although that impressive figure is largely a reflection of just four settlements – Countrywide, Merrill Lynch, Merrill Lynch Bond, and Schwab Yield Plus – which account for about $1.5 billion of the total.) [read post]
14 Oct 2020, 5:36 am
Then he was a broker with Painewebber Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets, and Gunnallen Financial. [read post]
22 Aug 2007, 10:44 am
Merrill Dow Pharmacy, 43 F.3d 1311, 1318 (9th Cir. 1995).) [read post]
24 Feb 2010, 5:06 am
In particular, the judge said the SEC had substantial evidence to support the bank's claim that the dismissal of its general counsel, Timothy Mayopoulos, "was unrelated to the nondisclosures or to his increasing knowledge of Merrill's losses. [read post]
1 Nov 2011, 3:04 pm
Merrill v. [read post]
5 Dec 2014, 3:53 am
(Options Backdating) (2009) $115 million AIG (2002 lawsuit) (2008) $110 million El Paso-Kinder Morgan (merger related) (2012) $62.5 million Bank of America (Merrill Lynch Acquisition) (2012) I suspect strongly that there have been settlements with values between the $62.5 Bank of America settlement and the $110 million El Paso-Kinder Morgan settlement. [read post]
20 Aug 2012, 1:57 am
Merrill Lynch & Co. [read post]
4 Mar 2008, 12:39 pm
Most recently, SWFs have purchased direct equity stakes in private equity sponsors and other US financial institutions such as Blackstone, Citigroup, and Merrill Lynch. [read post]
12 Aug 2009, 3:03 am
The complaint, which can be found here, alleges that Teva purchased CDO action rate notes and other auction rate securities that Merrill Lynch structured and underwrote. [read post]
8 Dec 2009, 2:09 am
As the report points, this pattern presents interesting additional context for Judge Rakoff’s high profile rejection of the SEC’s proposed settlement of the Merrill Lynch bonus enforcement action. [read post]
17 Feb 2012, 8:05 am
Merrill. [read post]
27 Mar 2017, 4:29 pm
Ct. 1351, 1363 (2013). [3] Id. at 1363 (citing Bobbs-Merrill Co. v. [read post]
