Search for: "Securities Investor Protection Corporation"
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22 May 2020, 1:19 pm
” Jeffrey Mahoney of the Council of Institutional Investors said at a Harvard Law School conference on accounting standards, “[W]e have read with concern the recent press coverage of the alleged accounting fraud at Luckin Coffee Inc. [read post]
5 Dec 2007, 12:59 pm
It made significant security acquisitions-Green Border (Web browser security) and Postini (e-mail security services)-wake up Symantec and McAfee. [read post]
13 Feb 2023, 5:59 am
[viii] The Chancery Court’s decision in the P3 Health Group Litigation decision is a stark reminder of the need for private equity sponsors to observe corporate formalities with respect to their portfolio companies. [read post]
15 May 2010, 2:03 pm
The WSJ is reporting that federal prosecutors and securities regulators are going to be stepping up investigations into “whether pretty much the rest of Wall Street misled investors about their roles in mortgage-bond deals. [read post]
24 Sep 2011, 6:13 am
Siracusano (2011), that any omissions must “significantly” alter the total mix of investor information; (ii) discarding long-standing judicial and regulatory authority regarding the importance of quantitative analysis in making materiality determinations, including a rule of thumb that omissions affecting amounts less than 5% are likely immaterial; and (iii) impermissibly requiring issuers to flood investors with unnecessary and confusing detail.Certiorari stage… [read post]
9 Dec 2008, 7:58 am
Last week, more legal trouble hit: The SEC and federal prosecutors both charged the financier with violating securities laws by defrauding investors and banks out of millions of dollars using a scheme that involved scissors and some old-fashioned cutting and pasting. [read post]
5 Feb 2009, 12:11 pm
However, even if an IPO or M&A transaction is not on the horizon, some attorneys suggest that the presence of outside investors in a private company can indirectly expose a company to Sarbanes-Oxley, which may be invoked as the basis for a standard of care that is owed the investors. [read post]
5 Mar 2016, 6:38 am
This strengthens the case for the application of international law and governance norms as a basis on which investors ought to evaluate their investment decisions. [read post]
26 Dec 2021, 9:05 pm
Securities and Exchange Commission The SEC should promote data standardization to protect investors from information overload. [read post]
25 May 2018, 9:21 pm
The recent transition of leadership in Cuba, through which Raúl Castro ceded the Presidency of the Republic to Miguel Diaz-Canel (while retaining the position of 1st Secretary of the Cuban Communist Party (PCC)), has elicited at least some interest outside of Cuba. [read post]
11 Jul 2007, 9:57 am
Investors - Persons with sizeable savings in 401(k) plans, defined benefit retirement plans and profit-sharing plans, or who want to safeguard inheritances and gifts. [read post]
22 Feb 2017, 3:24 pm
But the Private Securities Litigation Reform Act deemed the largest investor to be the optimal (and presumptive) lead plaintiff. [read post]
4 Aug 2023, 12:06 pm
These include securing license to operate, attracting and retaining leading talent, winning consumers, staying ahead of policy and regulatory change, and even protecting and enh [read post]
15 Nov 2017, 7:39 pm
No. 17-cv-01323 (GMS)PLAINTIFF CONSUMER FINANCIAL PROTECTION BUREAU’SCONSOLIDATED RESPONSE TO MOTIONS TO INTERVENEPlaintiff Consumer Financial Protection Bureau (“Bureau”) hereby responds to the motions to intervene filed by Ambac Assurance Corporation (“Ambac”) (D.I. 4); Transworld Systems Inc. [read post]
27 Oct 2011, 7:39 am
David Petraeus, has spearheaded efforts to protect military families from predatory banks. [read post]
27 Oct 2011, 7:37 am
David Petraeus, has spearheaded efforts to protect military families from predatory banks. [read post]
26 Oct 2020, 5:12 am
However, an “undertaking” within the scope of the Non-Financial Reporting Directive refers to the provisions of the Accounting Directive (2013/34/EU), which has another purpose, i.e. investor and creditor protection, and is, therefore, restricted to certain types of limited liability companies. [read post]
23 Jul 2010, 10:06 am
It is probably the broadest injunction in the entire body of United States law, because it is designed to stop the "race of diligence" among creditors, and to protect the debtor and the bankruptcy estate, in Arizona and the rest of the country. [read post]
16 Sep 2009, 1:47 pm
(Reading, MA; Sandra Scholten, President) A-Tech Security Inc. [read post]
20 May 2024, 8:03 pm
Jackman J held that the clause was not unfair as it did not create a significant imbalance between the parties and the term was reasonably necessary to protect the insurer’s interests. [read post]
