Search for: "Securities Investor Protection Corporation"
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24 Jun 2009, 5:00 am
Another area of critical concern, however, will be her views on investor protection issues. [read post]
23 Jun 2009, 5:00 am
The cert petition and other primary materials can be found on the DU Corporate Governance web site. [read post]
22 Jun 2009, 5:00 am
The cert petition and other primary materials can be found on the DU Corporate Governance web site. [read post]
22 Jun 2009, 2:32 am
The non-ARS investors include those who invested in preferred securities, corporate bonds, mortgage-backed securities, mutual funds, and money-market funds. [read post]
18 Jun 2009, 5:00 am
The cert petition and other primary materials can be found on the DU Corporate Governance web site. [read post]
17 Jun 2009, 5:00 am
The cert petition and other primary materials can be found on the DU Corporate Governance web site. [read post]
16 Jun 2009, 2:34 pm
The nonprofit Securities Investor Protection Corporation (SIPC) is handling payment distribution. [read post]
15 Jun 2009, 5:00 am
Reynolds is treated in the same fashion, shareholders and investors will lose. [read post]
11 Jun 2009, 11:22 am
June 11, 2009Re: Irving Picard’s Three Percent Commission In The Madoff Case. [read post]
10 Jun 2009, 10:32 am
The group recognizes that an independent chairman "is a key factor in good corporate governance and the protection of shareholder interests" and in this current economic crisis "the establishment of an independent chairmanship by corporate boards is an important element in restoring market trust. [read post]
8 Jun 2009, 1:53 pm
Many of these victims - who lost their entire savings, and are too old to return to work - will not be eligible for reimbursement from the Securities Investor Protection Corporation (SIPC), a government-chartered agency financed by the brokerage industry, under the current method of calculation. [read post]
2 Jun 2009, 6:29 am
The securities industry also raised the risk of arbitrariness and inequity, with different companies subject to different liability regimes dependent solely on tenuous factors arising out of the location of business operations or other considerations unrelated to the investor protection objectives of the U.S. securities laws.One amicus brief has been filed with the Supreme Court already. [read post]
31 May 2009, 7:11 pm
In the recently issued SEBI (Investor Protection and Education Fund) Guidelines, 2009, SEBI has the retained the power, in rule 5(2)(d) to aid investors' associations recognised by SEBI to undertake legal proceedings in the interest of investors in securities that are listed or proposed to be listed. [read post]
27 May 2009, 8:07 pm
Securities and Exchange CommissionShares will continue to trade on the New York Stock Exchange.Subject to same SEC reporting requirements as NYSE companiesHow did investors react to this? [read post]
27 May 2009, 5:40 pm
That is, if the market did not believe that the covenants would be enforceable, because it did not trust the administration or the courts to enforce them, either those in particular or a more generalized belief that the rule of law had been impaired (imagine you are a foreign government thinking of investing in US corporate debt - is it conceivable, watching events, that you would not at a minimum think that legal rules in investor protection law had been at least somewhat… [read post]
27 May 2009, 1:23 pm
Weekly D900a Appeals -- Collateral orders -- Order granting leave to file fourth amended complaint which would avoid preclusion of state law claims under Securities Litigation Uniform Standards Act, and remand to state court for lack of federal jurisdiction because Securities Litigation Uniform Standards Act was the only asserted basis for federal jurisdiction -- Order is not reviewable under collateral order doctrine because it is effectively reviewable on appeal from a final… [read post]
27 May 2009, 3:35 am
The ruling negated settlements that would have yielded investors more than $1 billion. [read post]
27 May 2009, 12:58 am
Also, investors are eyeing different kinds of companies. [read post]
23 May 2009, 7:14 am
Members are expected to be “prominent United States citizens with national recognition” (House version) and significant experience (both versions) in such fields as banking, regulation of markets, taxation, finance, economics, consumer protection, and housing. [read post]
20 May 2009, 6:44 am
It has a strong tradition of investor protection, having precisely that mandate. [read post]
