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30 Jan 2025, 9:05 pm
Unfortunately, these profits may come at the expense of cryptoasset traders and the integrity of blockchain-enabled ecosystems. [read post]
2 Nov 2018, 9:05 pm
Recalls by retailers that used McCain ingredients in their branded products include WalMart, Trader Joe’s, Whole Foods and 7-Eleven. [read post]
9 Jul 2011, 7:05 am
The critical issue would be for traders and how quickly they can evaluate the information released by NASS and take advantage of that before other traders. [read post]
25 Dec 2018, 9:02 pm
The products were sold in Trader Joe’s, Whole Foods, Walmart, Kroger and Target stores across the country. [read post]
27 Jul 2017, 1:35 am
The FCA proposes that these are: significant management function, proprietary traders, CASS oversight function, functions that are subject to qualification requirements, client dealing function, algorithmic traders, material risk takers and anyone who supervises or manages anyone who supervises or manages anyone performing one of the aforementioned functions. [read post]
20 Sep 2011, 7:41 am
First Derivative Traders A. [read post]
2 Feb 2015, 4:30 am
Among other things, the plaintiffs allege that currency traders for various of the defendant banks communicated through online chat rooms with names such as “The Cartel,” “The Bandits Club,” and “The Mafia. [read post]
8 Dec 2010, 2:23 am
Kajaria Traders (India) Ltd., decided almost half a century ago. [read post]
3 Apr 2024, 9:05 pm
In considering whether options traders may invoke the “fraud on the market” presumption of reliance under Erica P. [read post]
28 Oct 2012, 2:52 pm
Each local law enforcement agency shall forward copies of records received by it to the law enforcement agency having jurisdiction in the area in which the buyer or trader resides. (8) In the case of flea markets and similar facilities in which secondhand property is offered for sale or trade, the operator thereof shall inform each secondhand dealer of the requirements of this section and shall provide the forms for recording the information required by subsection (2) of this section. [read post]
9 Jun 2009, 1:25 pm
To fully achieve these objectives, both of these complementary regimes must be enacted - Regulating both the traders and the trades will ensure that we cover both the actors and the actions that may create significant risks. [read post]
29 Oct 2007, 9:41 pm
They then cite three statutory snippets that, they contend, use the term "transaction" to refer only to something that traders do. [read post]
17 Jan 2022, 8:04 am
Judge Pregerson reasoned that the traders had purchased the Toshiba common stock in Japan specifically for the plaintiffs’ ADR transaction; had there been no ADR transaction, the traders would not have advanced monies to acquire the common stock shares. [read post]
29 Nov 2009, 6:12 pm
High volume traders use flash orders.[37] These traders use expensive programs that display quotes milliseconds before it reaches the public sphere. [38] Is it unfair for these high volume investors to gain an advantage to these first in time quote displays? [read post]
15 Dec 2010, 6:57 pm
The trader here locates the source of risk in the only institution that could credibly get the economy out of a severe rut, or (more importantly) avoid the rut in the first place.MacKenzie's trader's nightmare scenario of a Marxist government is not nearly as plausible as the doomsday on the horizon of leading novelists, historians, environmentalists, and geologists. [read post]
28 Oct 2012, 2:52 pm
Each local law enforcement agency shall forward copies of records received by it to the law enforcement agency having jurisdiction in the area in which the buyer or trader resides. (8) In the case of flea markets and similar facilities in which secondhand property is offered for sale or trade, the operator thereof shall inform each secondhand dealer of the requirements of this section and shall provide the forms for recording the information required by subsection (2) of this section. [read post]
8 May 2012, 5:58 pm
The SEC echoed similar factors in the adopting release, although focused its analysis on the “dealer-trader distinction” discussed in greater detail under Making a Market in Step 4 of this guide. [read post]
16 Dec 2010, 8:03 am
The trader here locates the source of risk in the only institution that could credibly get the economy out of a severe rut, or (more importantly) avoid the rut in the first place. [read post]
21 Mar 2016, 10:10 am
The Draft Amendment defines market confusion as “misunderstanding by the general public of product manufacturers, traders or a particular relationship linked to product manufacturers or traders. [read post]
13 Oct 2024, 9:01 pm
On September 17, 2024, the Securities and Exchange Commission (the “SEC” or the “Commission”) announced the settlement of administrative cease-and-desist orders with 11 institutional investment managers for failures to timely report securities holdings required on Form 13F, as required by Exchange Act Section 13(f) and Rule 13f-1.[1] Two of the managers were also charged with failing to file as “large traders” on Form 13H, as required by Exchange Act… [read post]
