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Pennsylvania Regulator Investigates Securities America and Landenburg Thalmann Non-Traded REIT Sales
17 Apr 2014, 6:23 am
The non-traded REIT industry sales doubled last year to $20 billion, from 2012. [read post]
23 Oct 2013, 7:50 am
Each of the wire fraud counts on which he was convicted is punishable by a maximum potential penalty of 20 years in prison and a $250,000 fine. [read post]
17 Dec 2013, 6:00 am
GLG bought the 25% stake in Sibanthracite for $210 million March 20, 2008. [read post]
6 Jan 2021, 5:36 pm
It is calculated as 20% of the first $10,000 of expenses. [read post]
14 Nov 2018, 9:56 am
Harrington reportedly worked for 17 different firms during his 20 years working as broker in the securities industry. [read post]
6 Jan 2021, 5:36 pm
It is calculated as 20% of the first $10,000 of expenses. [read post]
15 Apr 2008, 11:46 am
Investor were no longer able to turn the securities into cash and some issuers had to pay penalty interest rates as high as 20 percent. [read post]
20 Nov 2019, 6:21 am
Active Navigation, a data privacy and governance software provider, announced [November 20, 2019] it has closed an $11 million funding round led by venture capital firm Mobeus. [read post]
17 Dec 2013, 6:00 am
GLG bought the 25% stake in Sibanthracite for $210 million March 20, 2008. [read post]
8 Sep 2024, 9:01 pm
The FDIC also requested comment on 20 questions that cover topics ranging from interagency coordination to the use of passivity commitments to rebut the presumption of control under its CIBCA regulations. [read post]
23 Jun 2014, 8:42 am
DOE - 6/20/14. [read post]
11 Sep 2019, 11:33 am
Might I be ($20?) [read post]
28 Mar 2014, 6:41 am
NAFTA at 20; EU at 20; the WTO at 20; UNCTAD at 50• Methodological approaches international economic law and development• Interpretive approaches to international economic law and development: theory vs. practice• The rise of BRICs and implications for development• The rise of Africa and international economic law• The proliferation of trade and investment agreements and their implications for development We also welcome submissions on… [read post]
13 Oct 2024, 9:01 pm
”[5] Once an institutional investment manager meets the $100 million threshold with respect to Section 13(f) Securities at the end of any calendar month in any given year (even if such manager subsequently drops below the filing threshold), that manager is obligated to file four quarterly Form 13F reports, each reporting the Section 13(f) securities over which it has investment discretion at the end of the applicable reporting period. [6] Under Exchange Act Section 13(h) and… [read post]
23 Sep 2010, 9:01 pm
And finally, private equity investors are like venture capitalists, except that their investments usually start after a company is pretty well-established, and they like to put in $20 million or more in a company. [read post]
11 Nov 2020, 1:28 am
The management fees for alternative investments can be as high as 2% of the assets and 20% of all the cumulative profits, according to FINRA. [read post]
11 Nov 2020, 1:28 am
The management fees for alternative investments can be as high as 2% of the assets and 20% of all the cumulative profits, according to FINRA. [read post]
28 Oct 2011, 6:36 am
If convicted of the wire fraud charges, Weinstein and Siforov each face a maximum potential penalty of 20 years in prison and a $250,000 fine per count. [read post]
1 Sep 2023, 6:07 am
In a customer dispute filed on 9/20/2010, a customer alleged, “inter alia, that beginning in 2008 the financial advisor made unsuitable and unauthorized trades. [read post]
13 Aug 2009, 3:08 pm
Naikun submitted a proposal for the Project on November 24, 2008 into BC Hydro's Clean Power Call ("Clean Power Call"), and its Environmental Assessment application for Phase 1 to British Columbia's Environmental Assessment Office (EAO) was accepted on May 20, 2009. [read post]
