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4 Jan 2018, 9:44 am by Adam Weinstein
According to BrokerCheck records financial advisor Jeffrey Wilson (Wilson), employed by Wells Fargo Clearing Services, LLC (Wells Fargo), has been subject to four customer complaints. [read post]
1 Jan 2018, 4:30 am by Michael Madison
The target and participant audience here also consist largely of pre-law advisors, admissions and financial aid professionals, and career services professionals. [read post]
28 Dec 2017, 5:00 am by Kit Case
The department confirms they have liability insurance, a business license, and a bond – requirements that provide some financial recourse to consumers if problems arise. [read post]
27 Dec 2017, 7:37 am by Adam Gana
Eglow was previously registered with SunTrust Investment Services, Wells Fargo Advisors, Morgan Keegan & Company, Morgan Stanley Smith Barney, Morgan Stanley & Company, FIA Capital Group, CCC Advisors, Inc. and Drexel Burnham Lambert Incorporated. [read post]
26 Dec 2017, 9:30 pm by Series of Essays
How Machine Learning Can Improve Public Sector Services October 11, 2017  | Katie Cramer Pittsburgh has an innovation to trumpet: its surrounding county government has digitized its records and is now using big data analysis to improve health and human services. [read post]
23 Dec 2017, 12:00 am by Victor Medina
Not only it is easy to trigger some of these fees, but those people who are paying attention to their planning, maybe those of you who are working with a great financial advisor, you can help avoid these. [read post]
21 Dec 2017, 12:40 pm by Michael J. Giarrusso
Travers was a financial advisor affiliated with Lincoln Financial Advisors Corporation (“Lincoln Financial”) (CRD# 3978). [read post]
18 Dec 2017, 2:06 pm by Adam Weinstein
According to BrokerCheck records financial advisor William Paynter (Paynter), employed by Wells Fargo Clearing Services, LLC (Wells Fargo), has been subject to two customer complaints. [read post]
18 Dec 2017, 2:06 pm by Adam Weinstein
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Masood Azad (Azad), in May 2017, was terminated by his employer First Allied Securities, Inc. [read post]
18 Dec 2017, 1:42 pm by Ben
US Court Dismisses Copyright Infringement Complaint Against GAIN CapitalOnline trading services provider GAIN Capital Group LLC has secured a judgement in its favor on Friday, December 15, 2017, as a part of a copyright infringement case launched against it by Tibco Software Inc. [read post]
18 Dec 2017, 5:18 am by Cynthia Marcotte Stamer
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
17 Dec 2017, 9:07 am by Adam Weinstein
Guttman’s employer, United Planners Financial Services of America (United Planners) discharged Guttman in September 2017 alleging that Guttman offered unapproved investments. [read post]
16 Dec 2017, 8:50 am
I met with State and especially municipal officials who are determined to improve social protection for the poorest 20% of their communities, I saw an energized civil society in many places, I visited a Catholic Church in San Francisco (St Boniface – the Gubbio Project) that opens its pews to the homeless every day between services, I saw extraordinary resilience and community solidarity in Puerto Rico, I toured an amazing community health initiative in Charleston (West Virginia) that… [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
These coins or tokens come with particular rights, such as: a right to access to a future service once the ICO is launched; a right to redeem the token for a currency or service; or a right to receive future profits from the company (like a dividend). [read post]